Compliance Risk Management Lead - Vice President

JPMorgan Chase & Co.•New York, NY

2d•$128,250 - $195,000•Hybrid

About The Position

As a Compliance Risk Management Lead Vice President covering the Commodities line of business, you will provide regulatory compliance guidance and support to the Commodities businesses, including Physical and OTC Financial and Futures Trading across the products JPMorgan is active in including Bullion, Base Metals, Agricultural, Natural Gas, Power (Electricity), Oil and Environmental & Emissions Products. You will also work closely with other lines of business across the firm on cross-product initiatives. In addition, you will partner with other Compliance and Legal teams on assessing and measuring compliance and related risks and developing common standards and practices.

Requirements

Excellent verbal and written communication skills
Ability to manage multiple complex initiatives simultaneously in a dynamic, fast-paced environment
Self-starter with the aptitude to initiate action, adapt to change, make difficult decisions, and accept challenging assignments
Excellent business judgment and problem-solving skills
Ability to both work independently and in a team environment
Strong organizational, project management and presentation skills
Bachelor’s degree with 6+ years of experience

Nice To Haves

Knowledge of Futures Exchange, CFTC and NFA rules relating to Commodities
Experience working in an investment bank, commodities merchant/dealer or FCM
Masters’ or Law degree with 4+ years of experience
Experience with a law firm, regulator, investment bank, broker, or market participant

Responsibilities

Identifying and managing compliance and conduct risk related to trading of physical commodities, financial OTC derivatives, and listed futures
Provide independent challenge related to business decision-making and risk management processes
Build and maintain strong relationships with front-office personnel, business managers, control managers, technology and other business-aligned corporate functions to facilitate dialogue and effective implementation of solutions
Work proactively to maintain, enhance and develop an effective control environment and supervisory program
Provide Compliance perspective in business expansion activities including new products and product change reviews
Draft and review Compliance policies, standards and bulletins to support awareness of requirements
Create and deliver Compliance training presentations to emphasize important regulatory and policy principles
Participate in firm-wide risk assessment, monitoring and testing initiatives
Attend business meetings and control forums
Assist in preparing information and responses to regulatory examinations, investigations, inquiries, and data and information requests