Compliance - Risk Management and Compliance Governance Lead - Vice President

JPMorganChase•Wilmington, NC

About The Position

Bring your Expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class. As a Risk Management and Compliance Governance Lead - Vice President in the Compliance, Conduct and Operational Risk (CCOR) Risk Taxonomy and Compliance Risk Assessment team, you will provide independent oversight, assessment, and challenge of processes, risks, and controls across Lines of Business and Corporate Functions. You partner closely with cross-functional teams, lead activities representing CCOR, and support senior leaders in regulatory compliance matters. You leverage deep knowledge of regulations and build collaborative relationships across Business, Controls, Risk, and Technology. Together, we drive effective risk management and deliver critical compliance insights.

Requirements

Bachelor’s Degree with a minimum of 7 years of experience in Compliance, Operational Risk, Risk Management, Audit, or related fields
Excellent research, analytical, written, interpersonal, and communication skills, with ability to tailor communication for diverse audiences and defend positions
Proven decision-making ability with a track record of managing multiple tasks and priorities
Strong verbal and written communication skills, high attention to detail, and ability to provide defendable positions
Demonstrated capability to learn quickly and manage multiple demands
Self-starter who can drive and own deliverables while collaborating with the broader team
Utilization of data analytics, generative AI, and large language models to drive work efficiency and support CCOR priorities
Ability to work independently with minimal supervision
Comfortable engaging with all levels of the organization on risk and control matters
Deep understanding of complex regulatory frameworks applicable to large financial institutions, including consumer protection laws, prudential regulations, and market conduct rules
Understanding of the JPMorganChase risk management framework, including its principles, processes, and application across business lines

Nice To Haves

Compliance/Operational Risk leadership experience, including team development, stakeholder management, and driving compliance programs end-to-end
Proven track record designing and executing analyses utilizing AI/ML tools, aggregating risks across products/LOBs
Advanced qualifications preferred: Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), Certified Information System Auditor (CISA), or Project Management Professional (PMP), and experience engaging regulators and internal audit
Strong data fluency to support CCOR oversight, with ability to influence cross-functional partners and present to senior stakeholders
Demonstrated decision-making accountability and deliverables with wider impact, reflecting the seniority and scope of the VP role

Responsibilities

Assist in developing and executing comprehensive CCOR Compliance Insights, providing critical information to inform 2nd LOD oversight teams
Address emerging risks, including regulatory changes, geopolitical and market developments, and process errors that may drive compliance or operational risk
Design and implement a risk-based compliance review strategy covering regulatory requirements and internal policies, determining scope, frequency, and depth of testing activities
Lead ongoing management and enhancement of the firm’s Compliance and Operational Risk Taxonomies, ensuring alignment with regulatory requirements and business needs
Design and execute testing of taxonomies, leveraging data analytics and stakeholder feedback to validate effectiveness and identify improvement areas
Perform independent analysis of data, isolating trends and patterns for compliance risks informed by the CCOR framework
Lead development and implementation of data analytics strategies to identify, assess, and mitigate compliance risks across the organization
Interpret and analyze regulatory requirements to develop expert opinions on data analysis techniques and reporting tools, delivering comprehensive compliance insights and recommendations
Apply AI/ML and advanced data analytics to investigate business data patterns and evaluate complex datasets and operational processes
Develop and refine key risk indicators and metrics, creating dashboards and reporting mechanisms for proactive risk management
Partner closely with stakeholders to understand business context, align expectations, and support informed risk evaluations while maintaining independence