Compliance Reporting Specialist

Genesis10•Charlotte, NC

6h•Onsite

About The Position

Genesis10 is seeking a Compliance Reporting Specialist for a 12+ month contract position with a Major Financial Services Firm in Charlotte, NC. This role is part of a global Production Operations team, focusing on supporting compliance reporting, regulatory requests, and audit activities. The specialist will collaborate with business, technology, and Compliance teams to gather information, document findings, track actions, and ensure timely and accurate reporting to Compliance and Regulators. The position requires a proactive, detail-oriented analyst with strong ownership and a commitment to high-quality execution.

Requirements

Bachelor's degree in Information Systems, Computer Science, Finance, Business Administration, or equivalent experience.
7-10 years of experience in Technology Operations, Compliance, Audit, Regulatory Reporting, or related functions.
Strong documentation and reporting skills with the ability to convert discussions into clear, structured outputs.
Effective stakeholder communication and coordination across business, technology, and Compliance teams.
Ability to analyse inputs, identify gaps, risks, and dependencies, and provide clear insights.
Strong ownership mindset with proactive follow-up and closure tracking of action items.
Attention to detail with a focus on accuracy and completeness of compliance information.
Confidence in preparing and presenting updates to leadership in a clear and concise manner.
Ability to manage multiple priorities and timelines in a structured and disciplined manner.
Working knowledge of compliance reporting, audit processes, and regulatory requirements.
Working knowledge of AWS cloud services (e.g., IAM, S3, CloudTrail, CloudWatch, Config) and how cloud controls map to compliance/audit requirements.
Familiarity with cloud security and governance concepts (e.g., access management, encryption, audit logging) sufficient to evaluate control evidence.
Strong hands-on experience with MS Office tools (Excel, Word, PowerPoint).

Nice To Haves

Experience supporting audit reviews, regulatory requests, or compliance reporting within a Ratings or financial services environment.
Understanding of Production Operations, incident management, and control frameworks.
Hands-on experience or working knowledge of cloud governance/compliance frameworks (e.g., AWS Well-Architected, SOC 2, ISO 27001).
Prior experience supporting SOX, SOC, or internal/external audit engagements involving cloud infrastructure or technology controls.

Responsibilities

Attend governance, compliance, and operational calls with business, technology, and Compliance teams to understand requirements, issues, and timelines.
Gather and validate inputs from stakeholders to ensure completeness and accuracy of compliance-related information.
Document discussions, findings, risks, decisions, and action items in a structured and timely manner.
Prepare compliance reports, regulatory submissions, audit artefacts, and status updates aligned to company standards.
Track and drive action items to closure by coordinating with stakeholders and ensuring timely updates on open items.
Identify gaps, risks, and dependencies, and highlight them proactively to relevant stakeholders and leadership.
Prepare and present clear, concise updates to leadership on compliance status, key findings, and progress against agreed actions.
Contribute to improving reporting quality, strengthening controls, and supporting a culture of vigilance, ownership, and continuous improvement.

Benefits

Access to hundreds of clients, most who have been working with Genesis10 for 5-20+ years.
The opportunity to have a career-home in Genesis10; many of our consultants have been working exclusively with Genesis10 for years.
Access to an experienced, caring recruiting team (more than 7 years of experience, on average.)
Behavioral Health Platform
Medical, Dental, Vision
Health Savings Account
Voluntary Hospital Indemnity (Critical Illness & Accident)
Voluntary Term Life Insurance
401K
Sick Pay (for applicable states/municipalities)
Commuter Benefits (Dallas, NYC, SF, and Illinois)