Compliance Officer

Community State Bank•Union Grove, WI

1d•Onsite

About The Position

Community State Bank is seeking a passionate and talented Compliance Officer to manage the Bank’s compliance programs. This role involves overseeing policies, procedures, systems monitoring, technology-based controls, and training, as well as compliance monitoring and testing. The Compliance Officer will play a key role in enhancing and sustaining compliance programs to align with regulatory expectations and support the bank's goal of providing opportunity to customers, employees, and the community.

Requirements

Bachelor’s Degree in a related field or equivalent work experience.
5 years of progressive experience in banking compliance or regulatory roles.
Full knowledge of applicable laws and regulations impacting consumer and commercial compliance, BSA/AML and OFAC.
Excellent communication and interpersonal skills.
Detail oriented, dependable and ability to multi-task.
Ability to communicate well with all levels within the bank and outside agencies.
Ability to research regulations and implement applicable changes.
Proficiency in MS Office suite.
Ability to communicate effectively both orally and in writing with various levels of staff and outside contacts.
Regular judgements are made with the guidance of Senior Management and Board of Directors.

Nice To Haves

CRCM, CAMS, or similar certification preferred.
Ongoing Compliance related education is required.

Responsibilities

Provide effective leadership in enhancing and sustaining the compliance programs to ensure they are commensurate with equivalent sized bank programs and practices and in line with the expectations of federal and state regulatory authorities.
Develop and maintain required compliance training, training related to staff development, and other ongoing training/education as assigned.
Assist in assessment and monitoring the compliance and enterprise risks associated with the Bank’s business activities, operations, and products and services.
Assist in managing the Bank’s compliance and risk assessment programs, including policies and procedures, training and testing. Such as Flood, CRA, HMDA, Fair Lending, and ID Theft.
Assist, review, and collaborate with other bank departments to gather information in preparation for audits and exams. Review responses for regulatory exams, audits, investigations, and other information requests.
Ongoing development and updates to CRA plan and monitoring compliance with the plan.
Coordinate bank wide compliance with CRA/HMDA. Effectively interact with other departments to develop automated processes for the accurate and efficient gathering and scrubbing of HMDA and CRA data that would sustain loan growth. Responsible for ensuring the data and integrity of CRA and HMDA data for regulatory filing, including but not limited to scrubbing sample loan files and/or setting up tools for validity and edit checks.
Prepare reports and information for the Board of Directors as needed.
Act as an integral part of the audit compliance committee.
Participate in various committees and provide compliance support as needed.
Assist in special projects as assigned including but not limited to optimizing efficiency with bank procedures and systems (i.e. account opening, Universal Banker procedures).