Compliance Officer - Asset Management

Swiss Re•New York, NY

3d•$128,000 - $192,000•Hybrid

About The Position

As a Compliance Officer in the Asset Management & Capital Markets Compliance team, you will be at the intersection of financial expertise and risk management. You will help stakeholders navigate complex compliance landscapes while supporting business objectives. You will develop specialized knowledge in how Asset Management operates globally while building valuable relationships across our international network.

Requirements

At least 5 years of professional work experience in the financial industry.
Solid understanding of compliance risks (investment compliance, fraud, money laundering, international trade controls) with enthusiasm to deepen your expertise.
Strong communication skills with fluent English (additional languages are advantageous).
Excellent analytical abilities and skill in interpreting complex information.
Proficiency in MS Office suite (Outlook, Excel, Word, PowerPoint).

Nice To Haves

University degree (for example, in Law, Financial/Business Services, Asset Management, or other fields).
Experience supporting compliance programs focused on investment compliance, fraud prevention, anti-money laundering, or international trade controls.

Responsibilities

Build relationships with key stakeholders globally, becoming their trusted compliance partner.
Provide expert guidance on compliance matters to internal partners, helping them achieve business goals while managing risks, with a focus on securities trading (incl. managing, strategy & allocation) and Corporate Development (incl. M&A activities).
Design and deliver training on compliance requirements, processes and controls.
Advising on compliance risks and addressing queries related to Asset Management transactions.
Perform regulatory reviews across different Compliance Risks.
Advise on AML/ITC alerts and support Know-Your-Customer due diligence processes with thorough analysis.
Participate in risk initiatives through dedicated risk squads focused on AM&CM compliance.
Contribute to knowledge sharing through the AM&CM demystification initiative, helping document and explain complex business areas.
Conduct risk assessments to evaluate inherent and residual risk exposure across the organization.
Lead stakeholder discussions to address compliance challenges and implement effective solutions.
Foster a compliance culture that balances risk management with business enablement.