Compliance Officer/Trust Officer

SS&C Technologies•Denver, CO

1d•$85,000 - $100,000•Hybrid

About The Position

SS&C Black Diamond Trust, a leading provider of Trust accounting, is seeking a highly skilled and experienced Compliance Officer/Trust Officer to join their team. The successful candidate will be responsible for managing and overseeing various trust products and ensuring fiduciary responsibility as well as compliance with regulatory requirements. This is a unique opportunity to work in a dynamic and growing organization, where you will have the chance to make a meaningful contribution.

Requirements

Bachelor's degree in a related field, such as law, business, or finance
Strong knowledge of trust laws and regulations
Strong knowledge of compliance regulations, including AML and KYC
Excellent communication and interpersonal skills, with the ability to build strong relationships
Strong analytical and problem-solving skills, with the ability to identify and mitigate potential compliance risks
Minimum 5 years of experience in a trust or compliance role, preferably in a financial institution

Nice To Haves

Professional certification, such as a Certified Anti-Money Laundering Specialist (CAMS)
Knowledge of and experience with Colorado state regulations and laws governing chartered trust companies

Responsibilities

Oversee compliance policies and programs related to fiduciary compliance, AML, KYC, and regulatory reporting
Ensure adherence to applicable AML laws, including Bank Secrecy Act and USA PATRIOT Act requirements
Conduct periodic compliance testing, internal reviews, and monitoring of trust accounts and products
Identify, assess, and mitigate fiduciary and regulatory risks
Provide staff training on fiduciary responsibilities, AML/KYC requirements and compliance procedures
Collaborate with internal audit and risk management teams, to ensure strong internal controls
Stay current with changes in trust laws, banking regulations, and Colorado-specific trust company requirements
Administer and oversee trust accounts, Common Trust Funds (CTFs), and Collective Investment Funds (CIFs) or other applicable trust investment vehicles in accordance with governing instruments and fiduciary standards
Provide expert guidance to internal stakeholders regarding fiduciary risk and trust administration best practices
Participate and advise in the development and implementation of new fiduciary products and specialized investment vehicles
Review and approve trust agreements and governing documents
Ensure compliance with applicable regulations, including Regulation 9 and applicable guidance from the State of Colorado
Partner with tax, operations, and managed services teams to ensure comprehensive client service
Conduct periodic administrative reviews of trust accounts and collective funds