Compliance Monitoring Analyst

Hard Rock Digital•Atlantic City, NJ

2d•Hybrid

About The Position

The Compliance Assurance team is seeking a diligent and detail-oriented Compliance Monitoring Analyst to join our Compliance Assurance Monitoring team. In this role, you will support the ongoing review of business activities to ensure adherence to regulatory requirements, internal controls, and company policies. You will play a key role in safeguarding the integrity and legal standing of our iGaming and online sports betting operations by identifying risks, monitoring compliance, and contributing to continuous improvement efforts.

Requirements

Minimum of 2 years of experience in a compliance, audit, or risk management role, preferably within the iGaming or online Sports Betting industry.
Familiarity with relevant regulatory frameworks and industry standards.
Strong analytical and problem-solving skills.
Excellent attention to detail and organizational skills.
Effective communication and interpersonal skills.
Ability to work independently and as part of a team.
Proficiency in Microsoft Office Suite (Excel, Word, PowerPoint).
Must reside in NJ, have a NJ state gaming license/be willing to obtain one upon hire, and maintain other forth-coming required gaming licenses.
High level of integrity and professional ethics.

Nice To Haves

Bachelor’s degree preferred but not required.
Advanced degrees or professional certifications (e.g. CAMS) are a plus.
Experience with compliance monitoring tools and software is preferred.

Responsibilities

Conduct regular monitoring activities to ensure business operations comply with applicable laws, regulations, and internal policies.
Review and analyze transactions, reports, and other documents to identify potential compliance issues.
Assist in the development and implementation of monitoring plans such as daily, weekly, monthly, and/or quarterly checks.
Prepare detailed reports of monitoring activities and findings.
Communicate findings to the Compliance Assurance Monitoring Manager and other relevant stakeholders.
Assist in the preparation of regulatory filings and reports as required.
Assist in the review and updating of internal controls, policies, and procedures to ensure they remain current and effective.
Provide recommendations for improvements based on monitoring activities and regulatory changes.
Participate in the development and delivery of compliance training programs for employees.
Promote a culture of compliance and awareness throughout the organization.
Support investigations into potential compliance breaches or irregularities.
Assist in developing and implementing corrective action plans to address identified issues.
Work closely with other departments (e.g. Legal, Finance, Operations) to ensure a coordinated approach to compliance.
Liaise with external regulators and auditors as needed.
Stay informed about industry trends, regulatory updates, and best practices in compliance monitoring.
Contribute to continuous improvement initiatives within the Compliance Assurance team.