Compliance Modeling Analyst - CLO
About The Position
Join our UMB CLO Compliance & Analytics Team, where we handle critical financial modeling, reviewing, and stress testing of compliance models for Collateralized Loan Obligations (CLOs) and related transactions. As a Compliance Modeling Analyst, you’ll ensure our models are meticulously developed, reviewed, and tested in alignment with transaction documentations to maintain top-tier quality standards. You will work closely with the VP of Analytics & Strategic Initiatives. While an in-person position at UMB’s Orange County, CA office is strongly preferred, the role is open to remote applicants with the expectation of periodic travel.
Requirements
- Strong understanding of Collateralized Loan Obligations (CLOs), legal documentation, data structures, waterfall mechanics and deal cash flow models.
- Ability to navigate complex datasets and make informed decisions using critical thinking.
- Exceptional verbal and written communication, with a client-oriented approach.
- Bachelors degree in Accounting, Finance, Mathematics or a related discipline.
- 3+ years in CLO, CDO, or other structured finance transaction experience.
Nice To Haves
- Experience with Solvas Compliance & Priority of Payments (PoP)
- Experience with SSRS and PowerBi Reporting
- Proven skills with: SQL/ Python/Visual Basic
- Relevant professional certifications
Responsibilities
- Develop and review financial models for CLO’s and related transactions, interpreting transaction requirements, including, but not limited to: Rating Derivations, Recovery Rates, Concentration Limitations, Collateral Quality, Overcollateralization Tests, Interest Coverage Tests and Waterfall (Priority of Payments).
- Configure models based on documentation specifications, rigorously stress test them, and address feedback to align with team standards.
- Maintain automated processes that streamline functionality, enhancing operational efficiency and performance.
- Partner with the Relationship Managers to ensure the modeling & resulting data match client expectations.
- Build templates that generate the monthly compliance and quarterly waterfall reports based on transaction modeling.
- Provide continuous maintenance and support of both deal modeling and reporting for the full transaction lifecycle.
- Identify and communicate any potential gaps with current system and processes and develop requirements for modeling updates.
- Support CLO Operations by providing as needed reporting in support of CLO Business Solutions and Fund Accounting.
Benefits
- Paid Time Off
- a 401(k) matching program
- annual incentive pay
- paid holidays
- a comprehensive company sponsored benefit plan including medical, dental, vision, and other insurance coverage
- health savings, flexible spending, and dependent care accounts
- adoption assistance
- an employee assistance program
- fitness reimbursement
- tuition reimbursement
- an associate wellbeing program
- an associate emergency fund
- various associate banking benefits
Stand Out From the Crowd
Upload your resume and get instant feedback on how well it matches this job.
What This Job Offers
Job Type
Full-time
Career Level
Mid Level
