The Compliance Auditor is responsible for reviewing the company and delegated entities’ business practices, enforcing compliance with pertinent regulations, such as all federal and state relevant regulations and standards, applicable contractual requirements established by the organization’s clients and internal policies and procedures. Such audits and/or monitoring may occur annually or at other intervals and may include reviewing documentation and other records, as well as interviewing executives and employees. In instances where a potential and/or current non-compliance with a regulation or set of regulations is identified, the Compliance Auditor is responsible for recommending improvements to business processes to ensure that the operational department comes into compliance. Additionally, the Compliance Auditor is charged with evaluating the plan to implement any needed change, ensuring that steps within the plan are effective and addressing the root cause of the non-compliance issue.
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Job Type
Full-time
Career Level
Mid Level