Compliance Associate, Expert Network

Third BridgeNew York, NY
Hybrid

About The Position

Third Bridge is a leading global research firm established in 2007, with a team of over 1,500 employees worldwide dedicated to fueling decisions with expert insights. We accelerate and enhance decision-making for investors and business leaders by unearthing unique expert insights across multiple sectors, geographies, and topics. For nearly 20 years, we’ve helped clients access knowledge on demand from experts, in-person and through our Library covering over 65,000 companies. At Third Bridge, our Compliance framework is an integral part of our business; as such we are looking to hire an Associate to join our global Third Bridge Expert Network Compliance team to be based in New York. The main purpose of this role is to support the compliance requirements of the business across all our international offices.

Requirements

  • Organised with excellent attention to detail.
  • Ability to develop strong working relationships across the organisation working with individuals at all levels and across offices.
  • Excellent oral and written communication skills.
  • Ability to identify risks and apply strategies or seek guidance to minimise them.
  • Ability to prioritise competing goals and interests and manage time effectively.
  • Bachelor's Degree in related field and/or relevant experience within compliance

Nice To Haves

  • Previous compliance experience within financial services highly desirable but not essential

Responsibilities

  • Evaluating and approving a high volume of in-house research requests for compliance with internal policies and client-specific processes, and responding in a timely manner.
  • Monitoring of active projects and experts to mitigate potential risks.
  • Answering day-to-day compliance queries from business units and clients.
  • Delivering compliance training to new and existing employees.
  • Ensuring compliance with applicable laws, internal compliance procedures and pre-agreed client-specific processes.
  • Reviewing clients’ compliance procedures in a critical manner to improve and implement them.
  • Dealing with ad-hoc projects as directed by management.

Benefits

  • Competitive salary.
  • Comprehensive benefits including health, dental, vision, 401K matching, and more.
  • 15+ vacation days
  • flex days
  • work from anywhere for one month per year.
  • engaging culture with social events
  • professional development
  • a dynamic, supportive team.
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