Compliance Analyst
Capital on Tap•New York, NY
•$70,000 - $105,000•Hybrid
About The Position
The Compliance Analyst will be based out of our New York office, working within the US Compliance team. This role sits at the intersection of growth and responsible compliance - working with stakeholders who want creative solutions, not just a checklist.
Requirements
- 3-5 years of experience in financial services, with a background in compliance testing and monitoring, audit, or a related control function
- Strong attention to detail with the ability to spot issues others miss
- Solid writing and analytical skills, comfortable working independently and collaboratively
- Strong project management skills — able to handle multiple workstreams without dropping anything
- Familiarity with UDAAP, ECOA, small business lending, and credit card servicing
Nice To Haves
- SQL proficiency is a plus
Responsibilities
- Support the US Compliance team across the full compliance programme, including testing and monitoring
- Conduct root cause analysis on compliance issues and incidents, ensuring they are properly documented and escalated
- Investigate and respond to escalated customer complaints, including written responses and reporting
- Prepare and track compliance reporting for our bank partner, management, and regulatory bodies
- Review marketing materials and assist in maintaining and drafting policies and procedures
- Contribute to programme enhancements, controls development, and ad-hoc compliance projects
Benefits
- 90% Healthcare Premium paid by New Wave Card, LP
- 401k Match - 100% Match to 3% and 50% to 5%
- 25 Days PTO
- 5 Days Sick Pay
- $1,200 Learning & Wellbeing Budget
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What This Job Offers
Job Type
Full-time
Career Level
Mid Level
Education Level
No Education Listed
