Compliance Analyst - Entry Level
About The Position
The Compliance Analyst is an entry level position where you will use critical thinking to review, develop, and monitor internal processes to ensure compliance with all client, legal, and regulatory requirements. This is an incredible opportunity for anyone that is ambitious and looking to help increase the effectiveness of the firm’s compliance structure. We are seeking those applicants who want to develop their current skills and expand their understanding and knowledge of a compliance program. This is an entry-level position, and we are willing to train, but a solid foundation of the fundamentals is required.
Requirements
- Be detail-oriented
- Be able to multitask
- Have a solid foundation in Excel
- Have experience with all Microsoft Office products
- Possess strong self and time management skills
Nice To Haves
- Have experience creating Pivot Tables and using Excel on a consistent basis
- Bilingual Preferred (English and Spanish)
- Have earned a Bachelor’s degree
Responsibilities
- Create and transmit call monitoring reporting to the firm’s clients
- Monitor agent calls for legal and client compliance
- Review and maintain the firm’s compliance processes
- Report allegations of fraud, dispute, and varying complaints to the firm’s clients
- Develop and maintain reporting for fraud, dispute, and complaints to the firm’s clients
- Conduct regular compliance checks on the firm’s legal processes
- Review and audit the firm’s legal documents
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What This Job Offers
Job Type
Full-time
Career Level
Entry Level
Education Level
Associate degree
