Compliance Advisor (Lending)
About The Position
The Compliance Advisor (Lending) is primarily responsible for providing compliance advice and direction across the enterprise in accordance with Aqua’s Compliance Management System. Aqua Finance (Aqua) delivers flexible and consumer-friendly financing programs so families across the U.S. can bring their dreams to life. Our financing solutions make clean water, home renovations, and the great outdoors more affordable. We’re a growing, national company with values that are deeply rooted in a midwestern culture that cares about you as an individual. We succeed when you succeed and celebrate what you bring to Aqua. Here are Aqua, we say “Yes” to helping you succeed! Beyond finding your dream career, we aim to be a first-choice employer.
Requirements
- Bachelor’s degree in related field or commensurate work experience required
- 5 years of compliance experience within financial services or consumer finance, in progressively elevated roles required
- Subject matter expertise in federal and state consumer lending laws and regulations (such as FCRA, ECOA, GLBA, TILA, UDAAP) required
- Knowledge of consumer lending compliance risk and the consumer regulatory framework required
- Attention to detail and accuracy required
- Excellent verbal and written communication skills required
- Proficient in the utilization of Microsoft Office Suite
- Ability to thrive in a fast-paced work environment
Nice To Haves
- CRCM preferred
- Prior experience in indirect lending preferred
Responsibilities
- Assists the Compliance Department with the execution of Aqua’s Compliance Management System, including regulatory change, issues management, risk assessment, complaint management, training, and monitoring
- Provides detailed and actionable guidance to business partners regarding compliance risk and mitigating controls
- Assists with implementation of corrective action plans, new products and services, and vendors
- Assists with responding to audits and examinations
- Assists with policy and procedure management
- Acts as the compliance point of contact for projects as assigned
- Maintains expertise in applicable state and federal regulations
- Develops and manages relationships with business partners, understanding business risks and providing effective challenge to business partners when compliance controls are lacking, inadequate, or ineffective
- Assist with compliance reporting
- Other projects as assigned
Stand Out From the Crowd
Upload your resume and get instant feedback on how well it matches this job.
What This Job Offers
Job Type
Full-time
Career Level
Mid Level
