Complex Assistant Manager
About The Position
Join RBC Wealth Management and become an integral member of the Complex Management Team by serving as the primary liaison between the complex, branches and other corporate departments. As the Complex Assistant Manager (CAM), you will accelerate and drive the firm’s strategic initiatives by fostering meaningful partnerships, relationships and inclusive culture across the complex. At RBC Wealth Management, your career progression matters to us. We offer training, development and learning resources so you continue to grow your career in a way that matters to you.
Requirements
- 7+ years of industry experience
- 3+ years of leadership experience
- Demonstrated ability to effectively influence others while building relationships
- Ability to independently manage multiple demands and competing priorities and the ability to work effectively in a fast-paced, deadline-oriented environment
- Series 7, 8 (or 9/10) and 66 (or 63/65) and Insurance licenses required for each state in complex
Nice To Haves
- Bachelor’s degree or equivalent working experience
- 5+ years of leadership experience
- Comprehensive knowledge of investment products and strategies, and understanding of the operations of a branch office
Responsibilities
- Lead a team across multiple branches.
- Partner with recruiting in the staffing process and own overall hiring and training.
- Drive excellence by coaching staff and enabling performances using the tools and training available.
- Manage the Complex Operations Team and ensure all required Operations related policies are adhered to.
- Enable and prepare the complex and branches in compliance inspection process and develop action plans to address any gaps.
- Assess suitability and risk for daily sales activities.
- Ensure branch staff members comply with regulatory, firm, complex and branch procedures, while resolving issues as needed.
- Ensure new advisors are properly onboarded including overseeing the process of coordinating new clients’ paperwork, and ensure new advisors receive training on RBC’s policies and procedures; and proactively support Financial Advisors efforts to build their business and effectively service their clients.
- Serve as a point of contact for multiple departments within RBC including Business Supervision Group, Compliance, Surveillance, and Legal.
- Partner with the Complex Director to develop and finalize the overall budget and actively manage it to its expected results.
Benefits
- A comprehensive Total Rewards Program include competitive compensation and flexible benefits, such as 401(k) program with company-matching contributions, health, dental, vision, life, disability insurance, and paid-time off.
- Leaders who support your development through coaching and managing opportunities.
- Ability to make a difference and lasting impact.
- Work in a dynamic, collaborative, progressive, and high-performing team.
- Opportunities to do challenging work.
- Opportunities to build close relationships with clients.
- You have the potential to earn more through RBC’s discretionary variable compensation program which gives you an opportunity to increase your total compensation, provided the business meets its performance targets and you meet your individual goals.
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What This Job Offers
Job Type
Full-time
Career Level
Manager
Education Level
No Education Listed
Number of Employees
5,001-10,000 employees
