Client Service Associate (Unregistered)
About The Position
Davenport is seeking a hard-working, detail oriented, and business-minded professional to join its Williamsburg team. This full-time, non-exempt position will support a Financial Advisor in the office and serve as a back-up to other Client Service Associates as necessary. As a Client Service Associate, your primary responsibility is to serve the needs of Financial Advisors with regard to servicing customers and fostering a positive relationship between clients and the firm. An ideal candidate will have a banking or financial services background, with excellent customer service and communication skills. At Davenport, we are proud of our commitment to service, with both internal and external clients.
Requirements
- FINRA Licensing: Must obtain the SIE, Series 7, and Series 63 (or FINRA-recognized equivalent) within 2 years
- Extremely well-organized, detail oriented and accurate; must be able to multi-task and meet deadlines
- Highly motivated with excellent communication and customer service skills
- Proficiency in Microsoft Outlook, Word, and Excel
- Ability to learn and master computer programs that house customer data
- Basic bookkeeping skills and record keeping ability
- Ability to understand and adhere to industry rules and regulations
- Professional demeanor
Nice To Haves
- College Degree preferred
- Experience in financial services or banking strongly preferred
Responsibilities
- Answering and managing the main office line for the Team
- Submitting client requests for checks, wires, transfers, and security registrations
- Responding on a timely basis to operational notices
- Assisting with all forms of account paperwork
- Maintaining records and files as required by the Team and the Compliance department, including CRM updates
- Processing mailings and arranging seminars
- Working with internal service departments including Operations, Financial Services, and Research, among others
- Collaborate with co-workers to cover various needs as they arise in the branch
- Managing the team calendar, scheduling appointments, confirmations, and client review preparation
Benefits
- safe harbor 401(k) contribution
- profit sharing plan
- disability and life insurance
- high-deductible health plan with an HSA
- Paid Time Off
- elective dental benefits
- wellness programs
- company sponsored volunteer opportunities during business hours
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What This Job Offers
Job Type
Full-time
Career Level
Entry Level
Education Level
Associate degree
