Chief Ethics & Compliance Officer

Texas A&M University System•Kingsville, TX
•Onsite

About The Position

The Chief Ethics and Compliance Officer (CECO), reporting to the Chief Administrative Officer, provides strategic leadership, direction, and oversight for Texas A&M University-Kingsville's comprehensive ethics and compliance program. The CECO is responsible for proactively promoting a culture of integrity, accountability, transparency, and ethical conduct while ensuring compliance with applicable federal and state laws, Texas A&M University System policies and regulations, accreditation requirements, and university rules and procedures. The position leads institution-wide compliance initiatives, conducts risk assessments, oversees investigations of compliance-related concerns, coordinates compliance monitoring and reporting activities, and serves as a key advisor to executive leadership on ethics, compliance, governance, and institutional risk matters. The CECO collaborates with university departments, Texas A&M University System offices, legal counsel, regulatory agencies, and other stakeholders to support effective compliance management and continuous improvement across the institution.

Requirements

  • Bachelor’s degree from an accredited institution.
  • Ten (10) years of progressively responsible professional experience in ethics, compliance, equal opportunity, investigations, risk management, internal audit, legal affairs, higher education administration, or a related field, including at least five (5) years of progressively responsible supervisory, management, or leadership experience overseeing personnel, compliance programs, and/or institutional initiatives.
  • Ability to foster a culture of continuous improvement, integrity, and accountability.
  • Comprehensive knowledge of federal and state laws and regulations affecting higher education.
  • Knowledge of Texas A&M University System policies and procedures, or the ability to quickly acquire such knowledge.
  • Strong investigative, analytical, and problem-solving skills.
  • Ability to assess risk and develop effective mitigation strategies.
  • Ability to maintain confidentiality and exercise sound judgment in sensitive matters.
  • Excellent written, verbal, and interpersonal communication skills.
  • Ability to build collaborative relationships and influence stakeholders across all levels of the organization.
  • Ability to lead complex projects and manage multiple priorities in a dynamic environment.
  • Strong strategic planning and execution skills with the ability to translate institutional goals into measurable enrollment outcomes.
  • Advanced data analysis and interpretation skills, with the ability to use dashboards and metrics to guide decision-making.
  • Effective leadership and team management skills, including supervision, coaching, and performance development.
  • Excellent communication and interpersonal skills, with the ability to engage internal stakeholders, external partners, and prospective students.
  • This position is security sensitive
  • This position will require export-control authorization prior to starting employment.
  • This position requires compliance with state and federal laws/codes and Texas A&M University System/TAMUK policies, regulations, rules, and procedures
  • All tasks and job responsibilities must be performed safely without injury to self or others in compliance with System and University safety requirements

Nice To Haves

  • Juris Doctor (J.D.) or terminal degree in a related field.
  • Experience in higher education compliance, governance, or regulatory affairs.
  • Experience within a public university system or state agency environment.
  • Demonstrated experience leading enterprise-wide compliance or ethics programs.
  • Experience supporting accreditation reviews, external audits, investigations, or regulatory examinations.

Responsibilities

  • Provides strategic leadership and oversight for the university's ethics and compliance program.
  • Develops, implements, and maintains a comprehensive, risk-based compliance program designed to prevent, detect, and address regulatory, operational, and ethical risks.
  • Promotes a culture of integrity, accountability, transparency, and ethical conduct throughout the university.
  • Chairs the University Compliance Committee, convenes quarterly meetings, and serves as the university representative at Texas A&M University System compliance meetings.
  • Provides guidance and recommendations to executive leadership regarding ethics, compliance, governance, and institutional risk matters.
  • Manages the day-to-day operations of the university's compliance program.
  • Assists with the initiation, development, implementation, maintenance, and revision of policies, procedures, and standards related to compliance activities.
  • Maintains responsibility for official university rules and procedures, including the review, development, approval, and revision processes consistent with Texas A&M University System requirements.
  • Establishes compliance program objectives, performance measures, and monitoring activities to assess program effectiveness.
  • Ensures proper reporting of significant compliance matters to System Ethics and Compliance officials, executive leadership, and other stakeholders as required.
  • Conducts periodic compliance risk assessments to identify areas of vulnerability and institutional risk.
  • Develops, implements, and monitors corrective action plans to address identified compliance concerns.
  • Oversees compliance reviews and monitoring activities with university departments and officials to evaluate adherence to applicable laws, regulations, and policies.
  • Identifies compliance trends and emerging risks and recommends mitigation strategies.
  • Receives, reviews, and coordinates the investigation and resolution of reports involving discrimination, harassment, retaliation, conflicts of interest, fraud, waste, abuse, and other compliance-related concerns.
  • Administers and serves as the university coordinator for the EthicsPoint Waste, Fraud, and Abuse Hotline and other reporting mechanisms.
  • Collaborates with appropriate university departments and System offices to direct compliance concerns through established investigative and resolution processes.
  • Evaluates allegations of misconduct and recommends or initiates appropriate investigative procedures.
  • Serves as an independent reviewer to ensure compliance concerns are appropriately evaluated, investigated, documented, and resolved.
  • Works closely with the Office of Employee Services, Equal Opportunity offices, and other stakeholders regarding employee-related compliance matters.
  • Receives external charges and complaints filed with regulatory agencies and coordinates responses in consultation with System offices and legal counsel.
  • Serves as the primary compliance liaison between university departments and internal, external, regulatory, and System audit organizations.
  • Coordinates university responses to compliance reviews, audits, assessments, and regulatory inquiries.
  • Serves as liaison to the Texas A&M University System Office of General Counsel on compliance, regulatory, and litigation-related matters affecting the university.
  • Supports university leadership during audits, accreditation reviews, compliance examinations, and regulatory investigations.
  • Consults with legal counsel regarding complex compliance and regulatory issues.
  • Develops and implements training and professional development programs related to ethics, compliance, regulatory requirements, and university policies.
  • Provides compliance guidance and consultation to university departments, colleges, and administrative units.
  • Maintains an effective compliance communication program that promotes ethical conduct, awareness of reporting resources, and understanding of compliance responsibilities.
  • Promotes awareness and appropriate use of the EthicsPoint Hotline and other reporting mechanisms.
  • Facilitates campus-wide outreach and education initiatives to strengthen institutional compliance and integrity.
  • Collaborates with Human Resources, Internal Audit, Legal Affairs, Information Security, Student Affairs, Research Compliance, Athletics, and other university units to address compliance risks and implement corrective actions.
  • Maintains productive relationships with university leadership, Texas A&M University System offices, regulatory agencies, and professional organizations.
  • Represents the university on System-wide compliance committees, working groups, and professional associations.

Benefits

  • Medical
  • Dental & Vision
  • Life Insurance, Accidental D&D, Long Term Disability, Flexible Spending Account and Day Care Spending Account
  • On-Campus Wellness Opportunities
  • Work Life Solutions: Counseling, Work Life Assistance, Financial Resources, and Legal Resources
  • Tuition Benefits: Employee Tuition Assistance Program, Book scholarships, Public Service Loan Forgiveness
  • Retirement: Teacher Retirement System of Texas (TRS) or Optional Retirement Plan (ORP), dependent on position, Voluntary Tax Deferred Account/Deferred Compensation Plan
  • Employee Leave: 8+ hours of vacation per month, 8 hours of sick leave per month, 8 hours of paid Birthday leave, 12-15 paid holidays per year
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