Chief Compliance Officer

ANV Insurance

3d•$260,000 - $300,000

About The Position

ANV is seeking a Chief Compliance Officer to build and lead its enterprise compliance function across its regulated specialty insurance businesses and jurisdictions. The CCO will set compliance strategy, manage regulator and carrier relationships, and integrate acquired and newly launched businesses into ANV’s compliance framework while supporting the organization’s entrepreneurial culture. The role has access to the Board and participates in acquisitions and new business launches. The CCO will design and continually improve a group-wide compliance management framework; lead regulatory engagement, examinations, licensing and filings; oversee delegated authority and carrier requirements; and manage conduct, distribution, consumer protection, financial crime, ethics, privacy and cyber-regulatory matters. The role also leads compliance due diligence and post-acquisition integration, establishes onboarding standards for new MGAs, builds a multi-jurisdiction compliance team, and promotes practical, solutions-oriented compliance through training, technology and data analytics. The annual base salary is $260,000–$300,000, plus bonus. Salary within the range will reflect the candidate’s relevant experience, qualifications and scope of expertise.

Requirements

15+ years of progressive compliance or legal experience in insurance, insurance distribution, MGAs, Lloyd’s or a comparable regulated financial services setting.
At least 5 years in a senior compliance leadership role.
Direct experience leading regulatory examinations and remediation with insurance regulators.
Working knowledge of US state insurance regulation and at least one of the UK (FCA/Lloyd’s) or EU regulatory regimes.
Strong knowledge of sanctions, financial crime and privacy requirements.
Executive presence and ability to advise the Board and influence across business units and geographies.
Bachelor’s degree in Law, Business, Finance or a related field.

Nice To Haves

Delegated authority and coverholder experience.
Experience with M&A due diligence and integration, or building compliance for start-ups and fast-growing businesses.
JD or equivalent.
CRCM, CIPP, CAMS or CII/ACOI-type certifications.
Experience in workers’ compensation, professional lines or cyber.
Experience with Lloyd’s coverholder audits.
Familiarity with private-equity-backed platforms.

Responsibilities

Design, implement and continuously improve a group-wide compliance management framework covering policies, controls, risk assessment, monitoring and testing across ANV businesses.
Advise the CEO, Board and executive team on regulatory strategy, emerging risks and how compliance supports growth.
Serve as the primary liaison to US state Departments of Insurance, the UK FCA and PRA as applicable, Lloyd’s, and European regulators; lead examinations, inquiries and remediation through closure.
Oversee producer, agency and MGA licensing, surplus lines compliance and regulatory filings across jurisdictions.
Track and interpret regulatory changes and assess their impact on products, distribution and operations.
Own compliance for binding authority, coverholder and delegated underwriting arrangements, including carrier and capacity-provider audits.
Ensure underwriting, claims and premium handling meet capacity providers’ contractual and regulatory standards.
Oversee fair treatment of customers, UK Consumer Duty, product governance, and sales and marketing practices in the UK, US and Europe.
Direct complaints handling; review and approve customer-facing and marketing materials; and oversee outsourced and third-party arrangements.
Own sanctions, anti-bribery and corruption, anti-money-laundering where applicable, conflicts of interest, gifts and hospitality, and whistleblowing programs.
Oversee privacy compliance, including GDPR/UK GDPR, US state privacy laws and GLBA where applicable, as well as regulatory aspects of incident response and breach notification; serve as or oversee the Data Protection Officer role.
Lead compliance due diligence on acquisition targets and drive post-close integration into ANV’s framework.
Build the compliance onboarding standard for LaunchPad MGAs and new UK MGAs launched through Iris.
Build and lead a multi-jurisdiction compliance team, including regional compliance leads and shared-service support.
Deliver training and foster a culture of integrity, accountability and practical, solutions-oriented compliance.
Use compliance technology and data analytics for monitoring, reporting and dashboards.