Business Execution Manager – Markets Client Delivery

Wells Fargo Bank•Charlotte, NC

5d•Onsite

About The Position

Corporate & Investment Banking (CIB) delivers a comprehensive suite of banking, capital markets and advisory solutions, including a full complement of sales, trading and research capabilities, to corporate, government and institutional clients. We focus on our clients' overall financial needs, with consideration and respect for their total relationship with Wells Fargo. The Chief Operating Office (COO) supports the business by delivering platforms, processes and systems across a wide range of disciplines. This includes LOB business management, business solutions & enablement, client lifecycle management, data management, strategy & transformation, and innovation. About this role: Wells Fargo is seeking a Business Execution Manager to lead the Markets Client Delivery – KYC (Know Your Customer) group within Corporate and Investment Banking. This is a management position, and the individual will be responsible for assisting with the management and development of people and procedures related to Customer Identification Program (CIP), Customer Due Diligence (CDD), Enhanced Due Diligence (EDD) requirements, Anti-Money Laundering (AML), Compliance, and Operational Risk. The role will also encompass strategic delivery related to the applications and projects for multiple lines of business throughout the client onboarding journey. Learn more about the career areas and lines of business at wellsfargojobs.com .

Requirements

5+ years of Business Execution, Implementation, or Strategic Planning experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
2+ years Leadership experience

Nice To Haves

Experience in operational risk management processes and/or compliance and/or audit programs (preferably in KYC/AML).
Familiarity with requirements of BSA/AML programs, including all aspects of CIP/CDD/EDD.
Experience identifying and driving process improvements in complex, institutional banking environment.
Experience with managing a team of individuals conducting job evaluations, providing ongoing feedback, and outlining goals and responsibilities for job performance
Understanding of key operational risk components, including experience driving consistency and quality across all aspects of a risk function.
Ability to understand and work with data, including creating alignment among various data sources, developing trends, and creating risk-based analytics from multiple information sources.
Strong communication, negotiation, and collaboration skills, including the ability to negotiate with numerous parties and reach agreeable solutions.
Proven ability and experience in being able to look at the big picture across a risk program and implement successful strategy and solutions.
Strong organizational skills, attention to detail, and adherence to strict deadlines in a fast paced environment.
Ability to effectively multi-task and successfully work on several unrelated projects at the same time.
Ability to synthesize data from a variety of sources and deliver results quickly.
Knowledge of Wells Fargo’s corporate organizational structure and processes.
BS/BA degree or equivalent experience
Institutional securities sales and trading and/or investment banking compliance and risk management experience
Experience working with/or managing Non-U.S. client onboarding teams

Responsibilities

Understanding core AML / BSA (Bank Secrecy Act) risk and incorporating best practices
Reviewing and validating customer information to ensure adherence to Customer Identification Program (CIP), Customer Due Diligence (CDD), and Enhanced Due Diligence (EDD) requirements
Providing AML guidance and escalation to LOB stakeholders for complex accounts and relationships
Coordinating and managing day-to-day evaluation of AML risks throughout customer lifecycle process
Conducting employee performance evaluations and ongoing feedback
Driving consistency of AML operational practices and procedures
Managing and mitigating risks associated to Markets Client Delivery processes and teams
Coordinating with external and internal auditors
Updating procedures related to BSA / AML program
Documenting process improvements and creating / managing action plans
Leading change initiatives which promote overall process efficiency and effectiveness, including changes to operating processes, procedures, and systems.
Supporting the implementation and monitoring of a risk-based compliance program to assure compliance with federal, state, legal, and regulatory requirements.
Participating in projects and initiatives to identify, assess, and mitigate BSA/AML risk in business activities.