BSA/AML Investigations Secondary Review Lead

Regions Bank•Hoover, AL

About The Position

At Regions, the BSA/AML Investigations Secondary Review Lead is responsible for ensuring Regions’ Financial Crimes Investigations Cases comply with the requirements of Bank Secrecy Act (BSA)/Anti-Money Laundering (AML), Office of Foreign Assets Control (OFAC), and Regulatory entities.

Requirements

Bachelors degree and four (4) years of experience in Financial Crimes, BSA/AML, Operations or related OR High School Diploma or GED and eight (8) years of experience in Financial Crimes , BSA/AML, Operations, or related
Ability to research and analyze data
Proficiency in Microsoft Office (Excel, Word, PowerPoint, Outlook, etc.)
Strong decision-making skills
Strong verbal, written communication, and organizational skills
Strong work ethic and self-motivation

Nice To Haves

Experience with case management systems and databases
Experience leading a team
Certified Anti-Money Laundering Specialist (CAMS)

Responsibilities

Reviews BSA/AML/OFAC Investigations cases against our procedural requirements to ensure our processes remain within Regions risk appetite
Provides and documents feedback to investigators on case quality and associate performance
Consults with senior management as a subject matter expert regarding critical or high priority concerns, trends, and associate performance issues
Assists in ensuring that all documentation is properly maintained in case management systems
Works to proactively identify complex schemes and transactional patterns and collaborates with management to ensure appropriate escalation of exceptional risks and emerging trends
Collaborates with key stakeholders to prepare and provide reports to relevant financial government authorities
Assists in ensuring that associates have the competencies to meet Regions’ quality standards
Assists senior management in team knowledge and skill-set development, identifying trends and training opportunities