Brokerage Operations Senior Trade Support Specialist

Truist Bank•Richmond, VA

3d•Onsite

About The Position

Support the Brokerage Operations Trade Support team by serving as a key resource for daily operational activities, ensuring accurate and timely trade processing while maintaining compliance with regulatory requirements and internal controls. Partner with department leadership to manage complex trade support functions, streamline workflows, resolve escalated issues, and help drive operational excellence in a fast-paced brokerage environment.

Requirements

Bachelor's degree or equivalent education, training and work-related experience
Minimum of two (2) years experience in brokerage operations
Knowledge of advanced concepts, principles and practices of assigned functional area(s)
Ability to work in a fast paced environment
Attention to detail with emphasis on accuracy and quality
Organizational, verbal and written communication skills
Driven to achieve results, thrive in a fast paced environment and required to solve problems and make decisions based on sound judgement
Financial Industry Regulatory Authority (FINRA) Series 7

Nice To Haves

FINRA Series 63 license

Responsibilities

Assist with the day-to-day operations by processing tasks within the department(s) and maintaining excellent service levels.
Resolve issues and apply critical thinking and problem-solving skills to meet the demands of the business.
Stay current with industry standards and new policies and procedures relative to the area of responsibility.
Responsible for complex tasks in the department.
Perform supervisory reviews of certain critical functions and retrieve and monitor exception reports.
Demonstrate initiative and commitment to continuous learning, and the ability to adapt to the changing demands of the business.
Monitor daily inventory position and P&L information for respective trading desks and assist in the resolution of any differences.