Audit Senior Analyst

Fidelity • Covington, KY

19h

About The Position

The Audit Senior Analyst provides independent and objective audit and advisory services to help Fidelity manage risk, improve customer service, and enhance business performance. The role performs business and/or integrated audits supporting Fidelity’s businesses, with a focus on identifying risks and controls, contributing to audit planning, and collaborating with audit teams and clients. The position works at the intersection of technology and business to support improvements in internal controls and drive positive change across the firm.

The role involves working with business and technology management to understand complex functions; mapping end-to-end business processes and supporting technologies; using audit automation tools; performing audit testing and data analysis; applying strategic and data analytics techniques to identify control deficiencies; and drafting audit reports that explain issues, business or enterprise implications, and management action plans.

Fidelity is transitioning to a full-time onsite working model through a phased regional and role-based rollout. Current onsite expectations vary by role and location and may evolve. This transition does not apply to fully remote roles. Fidelity will not provide immigration sponsorship for this position. Hiring may also be restricted by laws and regulations concerning certain criminal histories.

Requirements

• Bachelor’s degree in Accounting, Finance, or a related field.
• 3–5 years of external and internal audit or related experience.
• Developing knowledge of audit practices, tools, techniques, concepts, and trends.
• Ability to work constructively with others and contribute to team goals.
• Ability to manage multiple tasks, priorities, and workload.
• Strong problem-solving and analytical skills.
• Commitment to an innovative, collaborative, and digital working style.
• Strong presentation, written, and interpersonal communication skills.
• Hands-on work style and a can-do attitude with a strong desire to make things happen.

Nice To Haves

• Professional audit certifications (e.g., CPA, CIA, CISA) and/or registration or licensing.
• Audit or related experience in financial services.
• Knowledge of the brokerage business, including retail and/or institutional client product offerings, services, and industry regulations.
• Knowledge of IT general controls.

Responsibilities

• Work with business and technology management to build an understanding of complex functions.
• Map end-to-end business processes and supporting technologies, highlighting embedded risks and controls.
• Use audit automation tools to evaluate business operations and systems.
• Perform audit test work, including organizing and analyzing data, testing controls, and documenting results.
• Apply strategic and data analytics concepts, principles, and techniques to identify control deficiencies more efficiently and effectively.
• Draft audit reports describing identified issues, their implications for the business or enterprise, and management action plans.
• Build deep working relationships with audit teams and clients.
• Develop hypotheses around risks and controls, contribute input to the integrated audit plan, and collaborate with the audit team.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level