Audit Manager I (US) - Technology Audit

TD Bank•Mount Laurel, NJ

6d•Onsite

About The Position

The Audit Manager I executes audits for an assigned business, function, or project, either as part of a team, as an individual contributor, or as a subject matter expert. The role may lead moderately complex audits and related engagements or initiatives, and is responsible for completing assigned audits. The position oversees or independently performs audits from end to end, contributes to audit planning and risk assessments, and handles confidential information with discretion. The role conducts technology audit work in accordance with established plans, standards, policies, and regulatory guidelines. It assesses internal controls, identifies risks and control gaps, communicates findings and recommendations, and completes follow-up on audit findings. The Audit Manager I also develops reporting and presentations, manages stakeholder communications, and collaborates across business areas and geographically dispersed teams. The role supports knowledge sharing, team objectives, operational effectiveness, and ongoing professional development.

Requirements

Undergraduate degree.
At least 5 years of relevant experience.
Approximately 5 or more years of relevant experience in Internal Audit, Technology Audit, Risk, or Controls.
Strong understanding of audit methodology, risk assessment, testing, and issue management.
Strong written and verbal communication skills.
Ability to manage multiple audits and priorities simultaneously.
Ability to work independently while collaborating across geographically dispersed teams.
Ability to handle confidential information with discretion.
CISA certification is expected to be obtained by year-end if the candidate does not currently hold it.

Nice To Haves

Experience conducting technology audits in banking, financial services, or another regulated environment.
Internal Audit experience within a financial institution.
Big Four public accounting or advisory experience.
Technology Audit experience supporting banking or financial services organizations.
Knowledge of TD Securities, capital markets, trading, or financial products.
Experience auditing applications, infrastructure, databases, cybersecurity, or technology risk management functions.
Familiarity with regulatory expectations affecting financial institutions.
Data analytics experience, including SQL-based testing and analysis.
Experience with audit management tools and reporting platforms.
Strong stakeholder management and relationship-building skills.
CISSP, CRISC, CIA, or other relevant audit or risk certifications.

Responsibilities

Conduct audits based on established audit plans and standards, ensuring assigned work is completed.
Lead or independently perform moderately complex audits and oversee audit activities from end to end.
Execute control testing, including walkthroughs, development and execution of test scripts, and identification and documentation of issues.
Develop audit planning memoranda, process risk and control matrices, findings grids, and audit reports as applicable.
Review and sign off on audit activities, including walkthroughs, test scripts, test results, findings grids, and evidence uploads, as applicable.
Contribute to audit planning and complete appropriate audit programs and risk assessments.
Manage ongoing audit communications with stakeholders during and after audits.
Present objective, independent opinions on internal controls and communicate findings and recommendations to stakeholders and audit management.
Follow up on findings from regulatory and internal divisional audits in accordance with firm policy.
Provide subject matter expertise to audit projects and initiatives, identify key risks, and identify missing or inadequate controls.
Adhere to internal policies, enterprise frameworks, methodologies, and applicable regulatory guidelines; help identify control weaknesses and opportunities to improve operational efficiency.
Develop complex reporting, analysis, and assessments at functional or enterprise level as needed.
Manage workload and timelines, stay current on emerging trends, and apply relevant business knowledge and analytical tools.
Prepare and deliver audit findings, presentations, and communications to management or broader audiences; escalate key issues when required.
Build effective relationships across businesses, share knowledge with team members, and support individual and team goals.
Recommend opportunities to improve productivity, effectiveness, and operational efficiency.