Audit Manager, Audit Professional Practices - Methodology and Innovation (Hybrid)

Capital One•McLean, VA

8d•$138,100 - $189,200•Hybrid

About The Position

Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations. Audit's vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creates a dynamic and challenging atmosphere for both personal growth and professional opportunity. Capital One is seeking an energetic, self-motivated Audit Manager interested in becoming part of our Audit Professional Practices - Methodology team. As a member of the Methodology team, the candidate will focus on aligning and modernizing our audit methodology with the best in the world, board reporting, regulatory management, audit technology, and department-wide improvement initiatives implementing creative and innovative solutions to challenging problems.

Requirements

Bachelor's Degree or military experience.
At least 5 years of experience in auditing, accounting, financial analysis, compliance, or a combination.
At least 2 years of experience in leading audit projects.
At least 2 years of experience leveraging data analytic tools, generative AI tools, large language models, or scripting languages in support of internal auditing.

Nice To Haves

Master’s Degree in Auditing, Master’s Degree in Accounting, Master’s Degree in Information Systems or Master of Business Administration.
Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Information Systems Auditor (CISA), or a relevant certification.
6+ years of experience in Banking or in the financial services industry.

Responsibilities

Support audit methodology updates and related enhancement efforts, including conducting research and analysis, ensuring alignment with professional and regulatory requirements.
Design and execute best-in-class operational processes.
Coordinate and execute on small to moderately complex projects (e.g., methodology related issues, gap assessments, regulatory requests for information, operational and technology transformations/ implementations), owning completion of assigned work.
Design and deliver verbal and written communication to audit teams and audit leadership.
Leverage available data and analytical tools during execution and delivery of assignments and to drive deeper insights on department behaviour and challenges.
Serve as a trusted advisor, thought partner, and establish and maintain good relations with audit teams and other key stakeholders.
Facilitate audit training sessions in both small and large group formats.
Partner with audit teams, Audit Insights & Innovation, the broader Audit Professional Practices teams, and other key stakeholders to embed advanced and emerging technologies into daily workflows and across the audit lifecycle, delivering on our strategic pillars to execute dynamically, assure well-governed change, and innovate thoughtfully.
Co-create and implement innovative solutions that modernize daily workflows and methodology processes through all phases of development (from ideation through design, evaluation, validation, implementation, and training).
Identify and champion prioritization of enhancements grounded in research, analysis, and business needs ensuring desired outcomes are met. Be nimble to pivot and make the necessary trade-offs to support delivery of shifting/varying priorities/initiatives.
Ability to manage and prioritize multiple tasks and meet deadlines.
Develop and provide training and coaching to audit team members, i.e., during new hire audit foundations or practices updates (introduction of new or updated methodology, best practices, and quality expectations).
Provide guidance and coaching to audit teams on the application of methodology across various audit activities (e.g., standard audits, issue validation).
Work independently with minimal supervision, and can exercise latitude for initiative and independent judgment.
Advances self and team knowledge of advanced and emerging technologies by keeping abreast of new enhancements and up-skilling through training opportunities.
Manage through shifting priorities to provide input based on quality findings, regulatory feedback, and auditor feedback.