Associate Wealth Advisory Trader

Adams Brown•Overland Park, KS

3d•Hybrid

About The Position

Adams Brown specializes in serving clients in industries including construction and real estate, healthcare, agriculture, manufacturing, professional services, closely held business, local government and not-for-profit. In addition, we offer holistic tax, accounting, payroll, audit, financial advisory, business valuation, technology, wealth management and trust services to clients throughout the nation. With office locations throughout the Central U.S., we serve a diverse range of clients with tailored solutions to help them reach their financial goals. The Associate Wealth Advisory Trader is responsible for applying the financial advisors’ guidance at the client level, and for translating investment strategy changes into specific client accounts. The Trader may also monitor economic data and trends, making recommendations to the investment advisors, and providing regular reports on both individual portfolio performance and fund performance results. The Trader may participate in or develop an investment strategy and may have client relationship management responsibility.

Requirements

Bachelor’s degree in business, finance, accounting, economics, or related field, or equivalent work experience
0-2 years of experience in financial services, including research and analysis of investment vehicles and portfolios
Progress toward or willingness to obtain Series 7 and Series 66 licenses within a specified time range required

Nice To Haves

Demonstrated analytical and research skills, and must have the ability to make decisions based on research and performance
Foundational understanding of investment fundamentals
Knowledge of compliance issues, and ability to work within rules and procedures
Strong problem-solving ability
Strong written and verbal communication skills with the ability to present to leaders and clients
Must be a self-starter and able to work independently while also effectively collaborating with the team for the success of all
Strong computer skills, including knowledge of database and spreadsheet applications
Ability to receive and give feedback in a fast paced environment

Responsibilities

Assisting in managing client portfolios consistent with the firm’s investment strategy guidelines, under the supervision of the Chief Investment Officer
Manage, evaluate, monitor, and make rebalancing decisions on portfolios on an ongoing basis, to ensure successful portfolio performance
Execute securities transactions in a timely and efficient manner consistent with the firm’s best execution policies
Prepare and maintain documentation necessary for trades and transactions, maintaining data integrity and ensuring data accuracy and completeness
Participate in Investment Committee meetings to gain exposure to market insights, firm strategy, and to give recommendations
Collaborates with advisors and leaders to ensure client portfolios are properly aligned with firm objectives
Understand compliance issues and work collaboratively with leadership to adhere to all compliance requirements including maintaining data integrity and verify compliance, as needed, and monitoring industry issues and trends
Follow compliance procedures and maintain regulatory and internal documentation standards
May participate in the development of the investment strategy
Provide support for client communications and internal discussions
May research, analyze, and recommend investments, and demonstrate an acceptable track record in investment selection consistent with needs and goals