Associate Wealth Advisor
About The Position
At Orange County’s Federal Credit Union (OCFCU), banking is personal—and it always has been. For more than 85 years, we’ve helped our members achieve life’s most important milestones by building genuine relationships, providing trusted guidance, and putting people before transactions. Today, with more than $3 billion in assets and 145,000+ members, we continue to grow while staying true to the values that have made us one of Orange County’s most respected financial institutions. As a Associate Wealth Advisor (Centralized Financial Advisor), you’ll work with a steady flow of member referrals and leads while honing your consulting, relationship-building, and business development skills. You'll be supported by an established Wealth Management team while representing a broad range of investment and insurance solutions, including advisory accounts, mutual funds, ETFs, structured products, 529 plans, IRAs, annuities (fixed, indexed, and variable), stocks, bonds, life insurance, and long-term care insurance.
Requirements
- Minimum two years of experience in the sales and delivery of personal investment products and services, wealth management, banking, or insurance.
- FINRA Registration: Series 7, and Series 66 (or Series 63 & Series 65).
- California Life Agent with Variable Contracts Insurance License.
- California residency and living within a 50-mile commute of our headquarters in Santa Ana.
Nice To Haves
- Fluency in Spanish is helpful.
Responsibilities
- Manage member referrals, existing investment accounts, and leads generated through our Call Center.
- Conduct financial reviews and help members identify and pursue their financial goals.
- Prepare and present personalized financial plans, retirement strategies, and portfolio recommendations.
- Recommend investment and insurance solutions aligned with each member’s needs.
- Partner with mutual fund companies, insurance providers, broker/dealers, and Registered Investment Advisors (RIAs) to deliver exceptional service.
- Utilize digital advisory tools, including Guided Wealth Portfolios, to help members access modern investment solutions.
- Stay current on market trends, economic conditions, and investment products.
- Maintain compliant client records and documentation in accordance with FINRA and regulatory requirements.
Benefits
- The annual forgivable draw against commissions is $70,304.00
- Award winning workplace culture
- Clear growth paths and internal mobility
- People before profits—always
- A team that supports each other and celebrates wins
- Health Coverage: Comprehensive benefits, including Anthem, Delta Dental, and VSP, effective from your first day.
- Financial Security: Life insurance at no cost and a 401(k) plan with an employer match up to 6%.
- Work-Life Balance: 13 days of vacation and seven (7) sick days annually and paid holidays.
- Recognition & Growth: annual discretionary bonus as well as educational grants up to $1,000 per year.
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What This Job Offers
Job Type
Full-time
Career Level
Entry Level
Education Level
No Education Listed
