Controllers Operations-Dallas-Associate-Regulatory Reporting - Portfolio Level

Goldman Sachs•Dallas, TX

10d

About The Position

This role is within the Controllers organization at Goldman Sachs, specifically on the US Position Reporting team. The team is responsible for managing the firm's position reporting, beneficial ownership, and regulatory disclosure requirements. The Associate will partner with Business, Compliance, Legal, and Engineering teams to support critical regulatory obligations, risk management activities, and strategic transformation initiatives. This position offers the opportunity to develop expertise in US and global position reporting regulations, enhance the firm's control environment, and contribute to initiatives aimed at improving data quality, reporting accuracy, operational scalability, and risk management.

Requirements

Bachelor's degree required.
Minimum 3 years of experience in Financial Services, Regulatory Reporting, Compliance, Risk Management, Audit, Operations, or a related field.
Strong analytical and problem-solving skills with the ability to work with large and complex datasets.
Advanced Excel skills; experience with SQL is preferred.
Strong written and verbal communication skills.
Strong attention to detail and ability to manage competing priorities.
Ability to work effectively across functions and influence stakeholders.
Demonstrated risk and control awareness.
Self-motivated, proactive, and team-oriented mindset.

Nice To Haves

Experience supporting position reporting, beneficial ownership, compliance, controls, audit, or risk management functions.
Knowledge of SEC, FINRA, CFTC, and exchange-related regulatory requirements.
Experience monitoring position limits, regulatory thresholds, and escalation frameworks.
Experience with equities, exchange-traded derivatives, OTC derivatives, and other complex financial products.
Experience supporting regulatory inquiries, examinations, audits, or remediation activities.
Experience working on strategic transformation, process improvement, or automation initiatives.
Experience in SQL, Alteryx, Tableau, Power BI, or similar data analytics tools.
Understanding of project management, testing methodologies, and change management processes.
3-5 years of experience in financial services with exposure to regulatory reporting, compliance, risk management, operations, audit, business analysis, or project management functions.
Experience working with complex financial products, regulatory requirements, large datasets, control frameworks, and cross-functional stakeholders.
Experience supporting beneficial ownership reporting, SEC and FINRA obligations, position limit monitoring, OTC derivative analysis, regulatory inquiries, and strategic transformation initiatives.

Responsibilities

Develop expertise in beneficial ownership, large Option Position Reporting, major shareholder, exchange position, short position, and other regulatory disclosure requirements.
Monitor reporting obligations, position limits, and regulatory thresholds to ensure compliance with internal and external requirements.
Review daily exceptions, investigate control breaks and reporting issues, and drive remediation efforts across stakeholders.
Manage escalation processes related to reporting exceptions, threshold breaches, and regulatory risks.
Partner with Compliance, Legal, and Business stakeholders to implement mitigation strategies, including trading restrictions where required.
Analyze positions and exposures across equities, exchange-traded derivatives, OTC derivatives, convertible securities, and other financial instruments.
Support responses to regulatory inquiries, examinations, and requests from regulators including FINRA, SEC, and exchanges.
Interpret regulatory requirements and assess the impact of new products, business initiatives, and regulatory developments.
Design and enhance controls supporting the accuracy, completeness, and timeliness of reporting activities.
Collaborate with Engineering teams to improve data quality, automate manual processes, and enhance reporting infrastructure.
Participate in strategic initiatives, testing activities, and platform transformation programs.
Prepare risk metrics, management reporting, and updates for senior leadership.