Asset & Wealth Management- Salt Lake City- Associate, Ongoing Client Readiness- 10404554

Goldman Sachs•Salt Lake, UT

19d

About The Position

Goldman Sachs & Co. LLC is hiring an Associate, Ongoing Client Readiness in Salt Lake City, Utah. The role supports client onboarding and ongoing due diligence by validating client information and documentation, applying relevant regulatory guidance, assessing risk, and helping maintain compliant operational processes. It also contributes to workflow improvements and coordinates with legal, compliance, and other internal stakeholders.

Requirements

Master’s degree (U.S. or foreign equivalent) in Finance, Business Administration, Accounting, Regulatory Science, or a related field and one year of experience in the job offered or a related role; or a bachelor’s degree (U.S. or foreign equivalent) in one of those fields and three years of experience in the job offered or a related role.
Prior employment must include one year of experience with a master’s degree or three years of experience with a bachelor’s degree in each of the following: using Alteryx for data analysis and workflow development; using SQL to prepare and run queries related to Rolling Review; project management for application enhancements, including UAT, test-script generation, and coordination of testing with business stakeholders; identifying risks in daily business processes and driving control-design and risk-mitigation initiatives while seeking STP workflows; analyzing reference data discrepancies and managing exceptions; and designing test documents, executing test scripts, and monitoring production rollouts.

Responsibilities

Monitor evolving regulatory requirements related to Client Due Diligence (CDD), Know Your Customer (KYC), Customer Identification Program (CIP), and Anti-Money Laundering (AML), and apply regulatory guidance to daily operations.
Identify inefficiencies and support enhancements to due diligence and compliance workflows.
Maintain an understanding of business processes, timelines, and risk considerations for client onboarding and ongoing due diligence, and adhere to compliance standards.
Verify, validate, and authenticate client information, documentation, and legal entity agreements for new and existing clients.
Collaborate with legal, compliance, and internal stakeholders to exchange risk assessment information and respond to inquiries.
Identify, analyze, and assess potential risk factors, inconsistencies, or discrepancies in client data, escalating issues under internal policies and procedures.
Prioritize workload, manage time-sensitive requests, and meet service-level expectations in a fast-paced environment.
Use Alteryx for data analysis and workflow development; use SQL to prepare and run queries related to Rolling Review.
Apply project management skills to application enhancements, including User Acceptance Testing (UAT), test-script generation, and coordination of testing with business stakeholders.
Identify risks in daily business processes and drive initiatives to design controls, mitigate risk, and seek Straight-Through-Processing (STP) workflows.
Analyze and resolve reference data discrepancies and support exceptions management.
Assist with designing test documents, executing test scripts, and monitoring production environment rollouts.