Associate General Counsel - Institutional Asset Management

Neuberger Berman•New York, NY

4d•$225,000 - $275,000•Hybrid

About The Position

Neuberger is a leading asset manager seeking an Investment Management Attorney to provide advice and support on a broad variety of legal, regulatory and general corporate matters for its institutional asset management business. The position will primarily support a U.S. registered investment adviser/commodities trading adviser with a broad range of strategies (equity, fixed income, multi-asset solutions) and products. This is an exceptional opportunity for a well-rounded investment management attorney who enjoys working in a collegial environment on many different sophisticated matters, seeks substantial business team and client contact, and is a team player. The position is located in Neuberger’s New York City offices.

Requirements

At least 8-10 years’ experience, including 5+ years within the fund formation group of a large law firm
Extensive knowledge of the Investment Advisers Act of 1940 and applicability of other regulatory frameworks to private funds, including the Investment Company Act of 1940, Securities Act of 1933, Securities Exchange Act of 1934 and Commodity Exchange Act (and associated CFTC/NFA issues)
Strong organizational skills and ability to multi-task
Ability to communicate effectively with senior management and investment professionals
Efficient and resourceful, able to work independently, handle multiple and changing priorities, and meet deadlines
Applicants must be authorized and have the right to work in the country where the role is located without the need for current or future sponsorship.

Nice To Haves

Familiarity with ERISA is preferred

Responsibilities

Structuring, forming, advising and providing ongoing support with respect to all aspects of private funds, including open-ended funds, closed-end funds and funds-of-one
Advising on the provision of investment advisory services to institutional separate account clients, including negotiating investment advisory agreements
Advising with respect to the structuring, development and distribution of products and investment vehicles in the U.S. and outside the U.S.
Negotiating agreements with service providers and counterparties
Reviewing requests for proposals (“RFPs”), client questionnaires and institutional marketing materials
Advising on public and private securities and loan trading issues
Working closely with the Legal and Compliance Department globally as well as other control functions
Supervising and working effectively with outside counsel