Associate Financial Planner

Raymond James•Bend, OR

2d•Onsite

About The Position

Working together, Mainspring Wealth Advisors, LLC is pleased to provide clients with comprehensive financial planning and personalized wealth management. Every individual’s strength and expertise are made stronger by the bonds of shared values. Throughout the office, respect is evident and care is taken to ensure that all voices are heard. As we evolve, we are seeking an Associate Financial Planner who shares our vision and values. The ideal candidate has a strong work ethic, is a team player, and enjoys serving both our clients and the community. If this resonates with you, we invite you to apply today!

Requirements

Bachelor’s degree in a related field and three years’ experience in the financial services industry with an emphasis on financial, retirement and estate planning field or in marketing these services ~or~ An equivalent combination of experience, education and/or training as approved by Human Resources
Proficiency in: CRM software Microsoft Suite Financial Planning software Financial markets
Licenses SIE required provided that an exemption or grandfathering cannot be applied
Series 7
Series 63, 65 and/or 66 as required by state or ability to obtain within six months

Nice To Haves

Bachelor’s: Finance
General Experience - 13 months to 3 years
Certifications Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA)
Travel Less than 25%
Workstyle Resident

Responsibilities

Assist with account opening, transfers and maintenance
Support advisors with research, data entry, and plan implementation
Maintain CRM records and ensure compliance
Partner with Financial Advisor to review clients’ current portfolio design, understand client goals, enter client data, and conduct financial analysis.
Evaluate overall individual and employer-based retirement needs, researches various options, and recommends planning alternatives.
Perform detailed document reviews; analyzes client information and situations across the financial planning spectrum to develop plan
Research information as necessary on a case-by-case basis
Prepare files for meetings with existing and new clients
Prepares, coordinates and follows through on any needed communication with new or existing clients
Respond to client questions by telephone, email and occasional personal visits.
Conduct research as needed related to basic income tax questions, estate planning, and other legal issues - requesting guidance when appropriate.
May participate in client presentations.
May open, transfer, and close customer accounts and maintain appropriate account records.
May obtain and verify the client’s purchase and sale instructions, enter orders, and follow up on completion of transactions.
Ensure firm and regulatory policies are followed within compliance standards
Perform other duties and responsibilities as assigned.