Associate Financial Advisor

Ameriprise Financial•White Plains, NY

12d•Onsite

About The Position

Bhashyam Wealth Management, a Private Wealth Advisory Practice of Ameriprise Financial, is seeking an Associate Financial Advisor to join their growing team in White Plains, NY. This role is crucial for client advisory and planning, working closely with the lead advisor to provide comprehensive financial planning and personalized advice. The ideal candidate is analytical, client-focused, and motivated to grow into a lead advisory role.

Requirements

Ability to obtain Series 7, Series 66
Strong communication skills with the ability to simplify complex financial concepts
Relationship-driven mindset with a strong commitment to client service
High level of integrity and sound professional judgment
Analytical thinking and problem-solving capabilities
Strong organizational skills with the ability to manage multiple priorities
Self-motivated with the ability to work independently
Team-oriented and collaborative approach
Applicants must be legally authorized to work in the U.S. without current or future visa sponsorship.

Nice To Haves

Completion of CFP® coursework or a degree/minor in Financial Planning preferred
Aspiration to grow into a lead advisor role and build a book of business

Responsibilities

Partner with the lead advisor to develop and deliver comprehensive financial plans aligned with client goals and risk tolerance
Conduct portfolio reviews, financial analysis, and ongoing plan adjustments to keep clients on track
Maintain regular communication with clients, providing updates, guidance, and support during market changes or life events
Analyze client financial data including assets, liabilities, cash flow, insurance, and tax considerations
Prepare and implement financial planning recommendations and client deliverables
Execute investment transactions including stocks, bonds, mutual funds, annuities, and insurance products
Respond to client inquiries and independently manage issue resolution with appropriate follow-up
Support business development efforts, including client relationship management and marketing initiatives
Collaborate with the advisor to execute practice growth and client engagement strategies
Monitor industry trends, planning strategies, and regulatory changes to inform recommendations
Ensure adherence to all compliance and regulatory requirements