Associate Director, Financial and Regulatory Reporting Specialist

UBS•Raleigh, NC

1d•Hybrid

About The Position

UBS Business Solutions US LLC is seeking an Associate Director, Financial and Regulatory Reporting Specialist in Morrisville, NC. This role involves preparing monthly, quarterly, and annual financial reporting packages for the Intermediate Holding Company (IHC), including Balance Sheet (BS) and Profit & Loss (P&L) by business segment, and regulatory metrics like capital and RWA. The position ensures accurate journal entries, supports regulatory submissions (Y-9C, Y-11, Y-9LP, CCAR), and produces annual financial disclosures for the IHC. A key aspect of this role is driving process efficiency through automation and optimization using the latest tools, coordinating with various teams (Product Controllers, Operations, Treasury, IT, Tax), and providing timely updates to senior stakeholders. The role can be performed in a hybrid (In-office/remote) work environment.

Requirements

Bachelor’s degree or foreign equivalent in Finance, Economics, Accounting, or a related field of study plus 8 years of experience in the job offered or 8 years of experience as a Credit Research, Analyst, or a related occupation.
Capital & RWA rules
USGAAP financial reporting
Regulatory reporting
Alteryx
Power BI
VBA
Python

Nice To Haves

CFA or FRM certification

Responsibilities

Prepare monthly, quarterly and annual financial reporting packages for the Seniors and the Board of Directors of the Intermediate Holding Company (IHC), comprising the Balance Sheet (BS) and Profit & Loss (P&L), including by business segment, and regulatory metrics such as capital and RWA, while maintaining UBS reporting standards and leveraging internal tools for content and consistency.
Ensure all journal entries are accurately prepared and posted on time as part of the financial reporting process. Perform process controls review and assess exceptions in the preparation of the consolidated results to identify inaccuracies and instances where the relevant data is not appropriately applied in the preparation of consolidation entries.
Support preparation of regulatory submissions, including Y-9C, Y-11, Y-9LP, CCAR and certain surveys, to the Federal Reserve or its agencies ensuring accuracy, completeness, and adherence to supervisory requirements. Produce the annual financial disclosures for the IHC, including multiple financial statement notes and related schedules, ensuring compliance with IHC financials reporting requirements and internal disclosure controls.
Drive process efficiency through automation and optimization of existing and new processes using the latest available tools. Coordinate monthly, quarterly and annual financial reporting process with various Product Controllers, Operations, Treasury, IT and Tax teams, while providing timely updates to senior stakeholders throughout the close.