Associate Director - AML Client Onboarding

SS&C Technologies•Mississauga, ON

1d•CA$75,000 - CA$100,000•Hybrid

About The Position

SS&C is a leading financial services and healthcare technology company. This position represents an opportunity to join a global AML group and gain exposure to a wide variety of AML obligations and functions across multiple jurisdictions and regulations. The company promotes flexibility, authenticity, and offers a hybrid working model. SS&C prides itself on hiring diverse, honest, dynamic individuals who value collaboration, accountability, integrity, and innovation.

Requirements

Understanding and interpreting AML regulations and obligations, including risk assessment, imposed by regulators (for example CBI, CSSF, CIMA and the BMA)
Experience using screening software for the purpose of dispositioning alerts
Client and Fund due diligence and beneficial owner identification and verification
Policy and procedure development and related training
Full risk assessment and reporting
Strong communication, organization, diligence, risk assessment and MS Office abilities
Regulatory reviews with internal and external auditors and regulators

Responsibilities

Day to day management of daily AML reviews, Risk Analysis, reporting, screening, client follow ups, queries
Responsible for follow up with clients/stakeholders regarding outstanding AML documentation, Risk Analysis and update of records to be able to report effectively
Senior stake holders, auditors, MLROs, internal management committees and Compliance, regarding client AML compliance
Effective filing and archiving of all AML documentation in line with regulation
Overseeing and actively participating in the ongoing refresh of AML requirements in line with regulation
Assistance with the risk assessment, due diligence and overall implementation of new Clients
Performing ongoing screening of clients against sanctions lists and appropriate internal and Client reporting based on results as well as online sources.
Preparation for and participation in Client operational calls regarding AML; Due Diligence.
Maintaining accurate and up to date regulatory knowledge and oversight to assist with the ongoing development of policies and best practices both regionally and as part of a global group