Associate - CIB Audit

Santander

13d • Onsite

About The Position

The Associate (Supervisor) – CIB Audit is an individual contributor responsible for executing audit testing across the Corporate & Investment Banking (CIB) portfolio, covering both Markets (Sales & Trading) and non-Markets businesses, including lending, risk, operations, and supporting functions. The Associate applies independent judgment in executing assigned audit procedures, identifying control weaknesses, and assessing risk, with work reviewed by a Sr. Supervisor or Audit Manager prior to finalization. The role requires a strong foundation in internal audit methodology and a developing understanding of CIB products and activities, including Equities, Fixed Income, Securitization, FX, Rates, Derivatives, Leveraged Finance, and related lending and trading businesses.

Requirements

• Bachelor's Degree: Accounting, Finance, Business or equivalent field.
• 3+ Years Audit or relevant experience.
• 5+ Years Relevant experience.
• Analytical and problem solving skills as well as the ability to work independently .
• Technology and computer skills, with the ability to effectively use Microsoft Office (Word, Excel, Outlook, PowerPoint) .
• Support audit execution through the use of data analytics, automation, and AI-enabled tools to analyze large datasets, identify control gaps, and enhance audit efficiency.
• Detail oriented with organizational skills .
• Verbal and written communication skills.
• Time management skills and the ability to complete multiple projects simultaneously and in a timely manner.
• Ability to work independently with limited supervision .
• Solid diplomatic skills with the ability to resolve conflict in a civil manner .

Nice To Haves

• Certifications are not required; progress toward or interest in professional certifications (e.g., CPA, CIA, CFA, FRM) is a plus.
• Established work history or equivalent demonstrated through a combination of work experience, training, military service, or education.
• Experience in Microsoft Office products.

Responsibilities

• Execute audit testing and analysis for internal audit reviews covering CIB businesses, processes, and control environments.
• Perform control design and operating effectiveness testing across moderate to high-complexity audit areas under the guidance of a Sr. Supervisor or Audit Manager.
• Examine business records, transaction data, and supporting documentation to identify control gaps, issues, and risk exposures.
• Apply independent judgment in assessing risks, documenting observations, and escalating issues as appropriate.
• Prepare clear, well-supported audit workpapers in accordance with internal audit standards and methodology.
• Participate in audit planning activities, including understanding process flows, identifying key risks, and assisting in the development of audit test steps.
• Support post-audit follow-up testing to assess the adequacy and timeliness of management remediation efforts.
• Assist in drafting audit observations and recommendations for review by the Sr. Supervisor or Audit Manager.
• Develop and maintain an understanding of CIB products, processes, and regulatory expectations, with a focus on Markets activities.
• Demonstrate commitment to professional development through training, on-the-job learning, and feedback incorporation.
• Provide consistent, high-quality support to audit stakeholders while maintaining professionalism and objectivity.

Benefits

• A fair and competitive rewards package that reflects the impact you create and the value you deliver.
• Benefits are designed to support you, your family and your well-being, now and into the future.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level