Associate Analyst, Global Financial Crimes

T. Rowe Price • Owings Mills, MD

3d • Hybrid

About The Position

Responsible for executing and supporting the firm's Customer Identification Program (CIP) and related due diligence activities. Reviews customer information and documentation, performs identity verification and screening, resolves exceptions, and helps ensure compliance with applicable AML, sanctions, and regulatory requirements.

Requirements

• Bachelor's degree or the equivalent combination of education and relevant experience.
• 2+ years of total relevant work experience.
• Attention to detail and ability to follow defined procedures in a highly regulated environment.

Nice To Haves

• Familiarity with customer on-boarding processes within a financial services setting.
• Experience verifying and processing data in enterprise systems/databases (ex: LexisNexis, Salesforce, DST, TA Hub, or similar systems).
• General operations experience within a Compliance, Legal, or similar discipline.
• Basic knowledge of Anti Money Laundering (AML) regulations.
• Basic knowledge of T Rowe Price’s product suite.

Responsibilities

• Reviews and validates customer identification documentation and information for new and existing clients in accordance with CIP requirements.
• Performs identity verification, screening, and due diligence activities, escalating higher-risk or complex matters as appropriate.
• Researches and resolves CIP exceptions, documentation deficiencies, and onboarding issues.
• Partners with internal stakeholders to obtain required information and support timely account onboarding and maintenance.
• Maintains accurate records and documentation to support compliance with regulatory requirements and internal policies.
• Monitors CIP-related workflows and reports to ensure reviews are completed within established timelines.
• Assists with the development and maintenance of procedures and supports process improvement initiatives.
• Adheres to established policies and procedures and may provide guidance to less experienced team members.
• Develops an understanding of firm products, client types, and applicable regulations to support effective execution of customer identification activities.

Benefits

• Competitive compensation
• Annual bonus eligibility
• A generous retirement plan
• Hybrid work schedule
• Health and wellness benefits, including online therapy
• Paid time off for vacation, illness, medical appointments, and volunteering days
• Family care resources, including fertility and adoption benefits

What This Job Offers

• Job Type: Full-time
• Career Level: Entry Level