Anti-Money Laundering (AML) Compliance Advisor Manager
About The Position
The Anti-Money Laundering (AML) Compliance Advisor Manager performs a key risk management role in the second line of defense, helping to ensure corporate initiatives and lines of business processes comply with applicable AML and associated laws and regulations. While working within the AML Program framework, the AML Compliance Advisor Manager is responsible for delivering quality results by providing AML subject matter expertise, guidance and consultation regarding AML requirements applicable to any new or modified product or service or other initiatives introduced by or impacting the Card Line of Business, with a focus on Card Partnerships. They also provide effective challenge and guidance on AML compliance risks and support business line through various interactions and forums, lead and advise on due diligence, integration and conversion efforts, assess operational breakdowns for AML compliance risk and provide guidance on remediation/recovery plans, provide guidance on controls over AML compliance requirements and business line monitoring of those controls, and perform risk-based design reviews of business line controls and providing guidance on identified risks.
Requirements
- Bachelor's degree or military experience
- At least 3 years of Anti-Money Laundering (AML) Compliance experience
- At least 3 years of experience in Compliance, Legal, or Audit
Nice To Haves
- 6+ years in AML Compliance experience
- 2+ years of Compliance Advisory Experience
- Certified Anti-Money Laundering Specialist (CAMS) or Certified Regulatory Compliance Manager (CRCM)
Responsibilities
- Maintain subject matter expertise of applicable laws and regulations within the Compliance Risk Management framework
- Maintain understanding of business line operating processes, strategies, products, and services
- Provide effective challenge and guidance on AML compliance risks and support business line through various interactions and forums
- Support business line by providing expert advice and influencing changes to processes, procedures, and controls to mitigate AML compliance risk
- Determine and advise business line on AML compliance requirement applicability for new or modified products and processes and resulting from changes in laws or regulations
- Support and advise business during new product and initiative implementation, and during integration of acquired companies or portfolios
- Engage in Audit, Regulatory, ICTT and other reviews of first and second line AML programs
- Review new/revised business line policies, standards and procedures
- Help business line determine appropriate training audience, delivery channel(s), and training frequency for AML compliance training
- Review business line training materials with AML compliance-related content for accuracy and completeness
- Provide business line guidance on developing and executing controls and monitoring plans associated with mitigating AML compliance risk
- Assess operational breakdowns for AML compliance risk and provide guidance on remediation/recovery plans
- Identify trends in data and advise on identified emerging risks
- Review business line performance and escalate high risks and issues
- Communicate AML compliance risk appetite and key performance metrics to business line and monitor business plans to ensure compliance risk remains within approved appetite
- Evaluate Internal Audit, regulatory exam, and self-identified issues and events for compliance impacts
- Monitor external compliance environment, emerging risks, regulatory focus areas
- Work with the Enterprise KYC Team to develop appropriate multi-year KYC strategy for Card Partnerships
- Drive internal AML projects within Card and other LOBs as appropriate
- May provide Advisory support to other areas, including U.S. Card, Small Business Card and/or Enterprise Services, as appropriate
Benefits
- performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI)
- comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being
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What This Job Offers
Job Type
Full-time
Career Level
Manager
