AML Supervisor

Rio Hotel & Casino Las Vegas•Las Vegas, NV

2d•Onsite

About The Position

The AML Compliance Supervisor oversees the organization's Anti-Money Laundering (AML) compliance program and ensures adherence to regulatory requirements, internal controls, and established procedures. This role is responsible for managing daily compliance operations, reviewing and auditing analyst work, and maintaining the effectiveness of compliance processes. The position also provides leadership, training, and mentorship to compliance analysts, promoting a culture of accountability, operational excellence, and risk awareness.

Requirements

4–7 years of experience in a compliance, AML, regulatory, or risk-related role (gaming, fintech, or financial services preferred)
Strong understanding of regulatory compliance frameworks and licensing environments
Experience working with regulatory bodies or managing regulatory interactions is an advantage
Familiarity with compliance management systems and reporting tools
Strong knowledge of AML regulations, including KYC/CDD requirements and transaction monitoring
Familiarity with gaming regulatory frameworks and licensing environments is highly desirable
Must be able to qualify for licenses and permits required by federal, state, and local regulations.
A valid Nevada Gaming License is required and must be obtained before entering this position.

Nice To Haves

Strong analytical and problem-solving skills with high attention to detail
Ability to interpret complex regulations and translate them into practical business requirements
Excellent written and verbal communication skills
Strong organizational skills with the ability to manage multiple deadlines
High level of integrity and accountability
Proficiency in Microsoft Office and document management tools
CAMS certification preferred but not required.

Responsibilities

Monitor and interpret gaming laws, regulations, and licensing requirements across multiple jurisdictions
Ensure ongoing compliance with regulatory obligations, including those set by gaming authorities and oversight bodies
Draft, implement, and maintain compliance policies, procedures, and controls, submitting them for final review and approval.
Lead and support regulatory audits, inspections, and reviews, including preparation of documentation and responses.
Conduct compliance risk assessments and identify potential gaps or areas of improvement
Track and manage regulatory changes, ensuring timely updates to internal processes and controls are communicated to appropriate departments.
Prepare and submit regulatory reports and filings accurately and within required deadlines
Collaborate with internal teams (e.g., legal, product, operations) to ensure compliance is embedded into business activities
Maintain compliance records and documentation in accordance with regulatory expectations
Conduct customer due diligence (CDD), enhanced due diligence (EDD), review of potentially suspicious transactions
Perform Title 31 related MTL, CTR, NIL and various other audits to detect and report suspicious activity to FinCEN.
Audit daily compliance reports to ensure accuracy, completeness, and adherence to internal and external regulatory standards.
Review, audit, and finalize Suspicious Activity Reports (SARs) prior to submission.
Serve as a secondary point of contact and provide operational and workflow redundancy for business functions involving compliance matters.
Provide guidance and training to internal stakeholders on regulatory requirements and best practices
Serves in a supervisor capacity over the Senior and AML Analysts, providing training, mentorship, and workflow accountability.