Advertising Review Manager (Corporate Compliance)

OneAmerica Financial • Indianapolis, IN

6d • Hybrid

About The Position

The Advertising Review Manager is an individual contributor within the Corporate Compliance department responsible for reviewing marketing and advertising materials to ensure compliance with company policies, state insurance regulations, and applicable FINRA and SEC requirements. This role supports a wide range of financial products and partners closely with business stakeholders to provide regulatory guidance and consultation throughout the marketing review process.

Requirements

• Bachelor's Degree
• FINRA series 7 and 24
• 6+ years of experience in insurance/securities compliance or broad legal and technical knowledge of laws and regulations of retirement, life insurance, retail annuities, investments, broker/dealer, and financial advisors, or a mix of knowledge on some of these products and services
• Ability to influence cross-functional stakeholders and drive accountability without direct authority
• Excellent written and verbal communication abilities.
• Ability to manage multiple priorities and meet deadlines.

Nice To Haves

• Experience in insurance, financial services, or a regulated industry preferred

Responsibilities

• Provide comprehensive analysis and guidance on advertising laws, regs, and complex compliance issues while reviewing and approving marketing material in a variety of medias including print, websites, social media, and more.
• Evaluate compliance and business situations; communicate decisions to internal and external stakeholders, as well as management.
• Ensure consistent policies are established and followed to minimize risk of non-compliance with company policy, state rules and regulations, and FINRA and SEC mandates including maintenance of documented disclosures, disclaimers, and company policies, regarding communication with the public.
• Collaborate and consult with business partners to provide creative solutions, and strategic and operational recommendations for complex customer needs.
• Ensure FINRA advertising filings are completed when necessary.
• Build and maintain strong relationships with senior management, business partners, regulators, and key internal and external stakeholders.
• Perform other job-related duties or special projects as required.

Benefits

• Medical & prescription, dental, vision insurance
• Health Savings Account & Flexible Spending Accounts
• Paid Time Off
• 10 weeks 100% paid parental leave (after completing 12 months of employment)
• 401(k) Plan with company match
• Pension Plan
• Company paid life & disability insurance
• Wellness Program & Company paid employee assistance program
• Clinic access subject to location (Indianapolis, Charlotte, Cincinnati)

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level