VP, Senior Compliance Officer

Cantor Fitzgerald/BGCMiami, FL
22dOnsite

About The Position

We are seeking a seasoned compliance professional to join Cantor Fitzgerald as the VP, Senior Compliance Officer in our Miami office. In this role, you will serve as the on-site Compliance lead, providing regulatory guidance and oversight to ensure all activities align with FINRA, SEC, NFA, and CFTC regulations and firm policies. Your deep product knowledge, strong command of trading rules, and ability to navigate a fast-paced, multi-product environment will be key to your success.

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What This Job Offers

Job Type

Full-time

Career Level

Mid Level

Education Level

No Education Listed

Number of Employees

5,001-10,000 employees

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