Senior Auditor I - AVP, Wealth & Fiduciary

Citi • Charlotte, NC

4d

About The Position

Perform moderately complex audits including drafting audit reports, presenting issues to the business, and discussing practical solutions. Draft audit reports and present issues to the business while discussing practical cross-functional solutions. Complete assigned audits within budgeted timeframes, and budgeted costs. Monitor, assess, and recommend solutions to emerging risks. Contribute to the development of audit processes improvements, including the development of automated routines. Apply internal audit standards, policies, and regulations to provide timely audit assurance and influence audit scope. Develop effective line management relationships to ensure strong understanding of the business. Has the ability to operate with a limited level of direct supervision. Can exercise independence of judgement and autonomy. Acts as SME to senior stakeholders and /or other team members. Assist the Fiduciary SME team in fiduciary audit plan monitoring, review, and reporting.

Requirements

• 5-8 years of relevant experience
• Effective verbal and written communication and negotiation skills
• Subject matter expertise regarding audit technology's application
• Effective project management skills
• Effective influencing and relationship management skills
• Demonstrated ability to remain unbiased in a diverse working environment
• Experience/familiarity with wealth and investment products/services
• Basic understanding of fiduciary principles and regulations (i.e. OCC Regulation 9, Investment Advisers Act, Regulation Best Interest)
• Maintain or willing to obtain relevant certifications - Certified Internal Auditor (CIA), Certified Fiduciary and Investment Risk Specialist (CFIRS), Certified Public Accountant (CPA)
• Bachelor's/University degree or equivalent experience
• Control Monitoring
• Data Analysis
• Industry Knowledge
• Issue Management
• Laws and Regulations
• Professional Standards
• Risk Management
• Root Cause Analysis

Responsibilities

• Draft audit reports
• Present issues to the business
• Discuss practical cross-functional solutions
• Complete assigned audits within budgeted timeframes, and budgeted costs
• Monitor, assess, and recommend solutions to emerging risks
• Contribute to the development of audit processes improvements, including the development of automated routines
• Apply internal audit standards, policies, and regulations to provide timely audit assurance and influence audit scope
• Develop effective line management relationships to ensure strong understanding of the business
• Assist the Fiduciary SME team in fiduciary audit plan monitoring, review, and reporting

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Number of Employees: 5,001-10,000 employees