Senior Auditor I - AVP, Wealth & Fiduciary

Citi • Charlotte, NC

5d

About The Position

The Senior Auditor is an intermediate level role responsible for performing moderately complex audits and assessments of Citi’s risk and control environments in coordination with the Wealth and Fiduciary Audit team. The overall objective is to utilize in-depth subject matter expertise to contribute to the development of new techniques / processes for the area or function and help Citi reach business goals.

Requirements

• 5-8 years of relevant experience.
• Effective verbal and written communication and negotiation skills.
• Subject matter expertise regarding audit technology’s application.
• Effective project management skills.
• Effective influencing and relationship management skills.
• Demonstrated ability to remain unbiased in a diverse working environment.
• Experience/familiarity with wealth and investment products/services.
• Basic understanding of fiduciary principles and regulations (i.e. OCC Regulation 9, Investment Advisers Act, Regulation Best Interest).
• Maintain or willing to obtain relevant certifications - Certified Internal Auditor (CIA), Certified Fiduciary and Investment Risk Specialist (CFIRS), Certified Public Accountant (CPA).
• Bachelor’s/University degree or equivalent experience.

Responsibilities

• Perform moderately complex audits including drafting audit reports, presenting issues to the business, and discussing practical solutions.
• Draft audit reports and present issues to the business while discussing practical cross-functional solutions.
• Complete assigned audits within budgeted timeframes, and budgeted costs.
• Monitor, assess, and recommend solutions to emerging risks.
• Contribute to the development of audit processes improvements, including the development of automated routines.
• Apply internal audit standards, policies, and regulations to provide timely audit assurance and influence audit scope.
• Develop effective line management relationships to ensure strong understanding of the business.
• Has the ability to operate with a limited level of direct supervision.
• Can exercise independence of judgement and autonomy.
• Acts as SME to senior stakeholders and /or other team members.
• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
• Assist the Fiduciary SME team in fiduciary audit plan monitoring, review, and reporting.

Benefits

• In addition to salary, Citi’s offerings may also include, for eligible employees, discretionary and formulaic incentive and retention awards.
• Citi offers competitive employee benefits, including: medical, dental & vision coverage; 401(k); life, accident, and disability insurance; and wellness programs.
• Citi also offers paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays.
• For additional information regarding Citi employee benefits, please visit citibenefits.com.
• Available offerings may vary by jurisdiction, job level, and date of hire.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Number of Employees: 5,001-10,000 employees