Audit Manager I - VP, Wealth & Fiduciary

Citi•Charlotte, NC

About The Position

Consistently develop, execute and deliver audit reports in a timely manner, in accordance with Internal Audit and Regulatory standards Review and approve the Business Monitoring Quarterly summary and serve as lead reviewer for all reviews Collaborate with teams across the business and determine impact on overall control environment and audit approach Manage audit activities for a component of a product line, function, or legal entity at the regional or country level Leverage a comprehensive expertise to manage a team Advise the business on change initiatives, while advancing integrated auditing concepts and technology adoption Recommend interventions to issues, propose solutions for risk and control problems, partner with Directors and Managing Directors to develop approaches for broader corporate issues Apply in-depth understanding of Internal Audit standards, policies and regulations to a specific product or function area Qualifications. Assist the Wealth Audit team in managing Internal Audit engagements. Assist the Fiduciary SME team in fiduciary audit plan monitoring, review, and reporting.

Requirements

6-10 years of relevant experience
Related certifications (CPA, CFIRS, ACA, CFA, CIA, CISA or similar) preferred.
Effective comprehension of business side of audit function and subject matter expertise regarding technology application.
Effective verbal, written and negotiation skills.
Effective project management skills.
Effective influencing and relationship management skills.
Demonstrated ability to remain unbiased in a diverse working environment.
Experience/familiarity with wealth, asset management and investment advisory products/services and back-office operations.
Basic understanding of fiduciary principles and wealth management industry regulations (i.e. OCC Regulation 9, Investment Advisers Act, Regulation Best Interest).
Maintain or willing to obtain Certified Fiduciary and Investment Risk Specialist (CFIRS).
Bachelor's/University degree, Master's degree preferred.
Control Monitoring
Data Analysis
Industry Knowledge
Issue Management
Laws and Regulations
Professional Standards
Risk Management
Root Cause Analysis

Responsibilities

Consistently develop, execute and deliver audit reports in a timely manner, in accordance with Internal Audit and Regulatory standards
Review and approve the Business Monitoring Quarterly summary and serve as lead reviewer for all reviews
Collaborate with teams across the business and determine impact on overall control environment and audit approach
Manage audit activities for a component of a product line, function, or legal entity at the regional or country level
Leverage a comprehensive expertise to manage a team
Advise the business on change initiatives, while advancing integrated auditing concepts and technology adoption
Recommend interventions to issues, propose solutions for risk and control problems, partner with Directors and Managing Directors to develop approaches for broader corporate issues
Apply in-depth understanding of Internal Audit standards, policies and regulations to a specific product or function area
Assist the Wealth Audit team in managing Internal Audit engagements.
Assist the Fiduciary SME team in fiduciary audit plan monitoring, review, and reporting.