RIS Investment Operations Specialist

Regions Bank•Shreveport, LA

13d

About The Position

At Regions, the RIS Investment Operations Specialist provides operational support, such as reporting and customer account maintenance, within the Investment Services division to advisors, clients, and internal partners.

Requirements

High School Diploma or GED
Three (3) years of banking or financial services experience
This position requires the tracking of time and is eligible for overtime for hours worked in excess of 40 per week under the Fair Labor Standards Act.

Nice To Haves

Bank brokerage experience
Ability to research and solve problems
Excellent verbal and written communication skills
Proficient at Microsoft Office (Excel, Word, etc)
Strong analyzing, coordinating, and follow up skills
Strong attention to detail

Responsibilities

Collects, logs, and ensures filing accuracy of Financial Advisor account transaction packages on a monthly basis
Acts as a resource to Financial Advisors, coordinating support and coaching for ad hoc requests and questions in platforms such as Marketing Central, Bridge, Portfolio Access, DocuSign, etc.
Acts as a resource to Financial Advisor by pulling routine and ad hoc reports such as performance and production reports
Facilitates marketing campaigns by compiling new and relevant content in Marketing Central at the direction of Financial Advisors
Partners with AIE to host team training seminars, virtual meetings, and operational best practices classes as needed
Participates in semi-annual audits of Financial Advisors’ Book of Business to ensure both internal and external compliance guidelines are met
Participates in annual branch audits by compiling State, Federal, and Cetera Audit requirements as well as running audit demonstration classes to prepare Financial Advisors
Updates and reviews operational task procedures approved by compliance

Benefits

Regions offers a benefits package that is flexible, comprehensive and recognizes that "one size does not fit all" for benefits-eligible associates.
Paid Vacation/Sick Time
401K with Company Match
Medical, Dental and Vision Benefits
Disability Benefits
Health Savings Account
Flexible Spending Account
Life Insurance
Parental Leave
Employee Assistance Program
Associate Volunteer Program
Please note, benefits and plans may be changed, amended, or terminated with respect to all or any class of associate at any time.
To learn more about Regions’ benefits, please click or copy the link below to your browser. https://www.regions.com/about-regions/welcome-portal/benefits