Norm Law Senior Associate - Regulatory & Compliance
About The Position
As an Associate on our Regulatory & Compliance team, you will apply your legal expertise to navigate complex regulatory regimes while leveraging AI agents to support client compliance programs. You will work on matters involving the SEC, FINRA, CFTC, and other regulatory frameworks that apply to financial services and capital markets clients. This role combines legal acumen with innovative AI-driven workflows to enhance precision and timeliness in regulatory analysis and client advisory work. Note: This position is for a full-time attorney role at Norm Law
Requirements
- Juris Doctor (JD); active bar admission in at least one U.S. jurisdiction.
- 5-7 years in a regulatory, compliance, or financial services practice.
- Exceptional analytical and writing skills.
- Interest in how AI and automation transform compliance workflows.
- No prior technical AI experience required.
Nice To Haves
- Experience with securities, broker-dealer, or investment adviser regulation preferred.
Responsibilities
- Regulatory Analysis: Use AI agents to interpret, generate memoranda, and monitor changes to key rules, guidance, and enforcement trends.
- Compliance Support: Employ AI tools to assist clients in policy mapping, control testing, and reporting.
- Research Automation: Conduct efficient research on statutes, no-action letters, and rule proposals through AI-enabled document parsing.
- Client Deliverables: Draft memos, compliance manuals, and regulatory reports enhanced by AI-generated first drafts and validation tools.
- AI Collaboration: Provide legal feedback to optimize how AI agents assist with regulatory interpretation and compliance automation.
Benefits
- We offer a competitive salary along with equity compensation.
- Our comprehensive benefits package includes a 401(k) plan with an employer match.
- Employees enjoy top-tier insurance coverage, encompassing health, dental, hospital, accident, and vision plans.
- For candidates needing to relocate to NYC, we provide relocation reimbursement.
- You'll thrive in our fast-paced learning environment where professional growth is constant.
Stand Out From the Crowd
Upload your resume and get instant feedback on how well it matches this job.
What This Job Offers
Job Type
Full-time
Career Level
Mid Level
Education Level
Ph.D. or professional degree
Number of Employees
51-100 employees
