We're looking for a Manager, Compliance Operations who's ready to take the lead in shaping and strengthening our compliance operations. As the Manager, Compliance Operations, you'll oversee a talented team, providing mentorship, guidance, and encouragement to help them reach their full potential. You'll set clear expectations, offer meaningful feedback, and foster a culture of psychological safety and high performance. In this role, the Manager, Compliance Operations will develop and implement the metrics and workflows that keep our data accurate, timely, and compliant. From designing reporting processes that meet state, bureau, and organizational standards to ensuring adherence to Sarbanes-Oxley COSO requirements, you'll be at the center of our compliance excellence. The Manager, Compliance Operations will also lead efforts to enhance data governance, improve quality standards, and introduce automation that streamlines reporting and analysis. As our Manager, Compliance Operations, you'll transform complex information into actionable insights, building dashboards and analytics that help leadership make informed, data-driven decisions. You'll coordinate regulatory reporting, respond to external correspondence, and support audits and internal reviews with confidence and precision. The Manager, Compliance Operations will also champion system utilization, ensuring operational continuity and empowering staff with the tools they need to succeed.
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Job Type
Full-time
Career Level
Manager
Industry
Funds, Trusts, and Other Financial Vehicles
Number of Employees
101-250 employees