Lead Internal Auditor

Alliant Credit Union•Chicago, IL

2d•Hybrid

About The Position

Lead internal audits of financial, operational, regulatory compliance, information technology, and ancillary processes. Oversee and review deliverables of internal auditors and seniors. Develop internal audit programs to validate and assess existence, design, and execution of proper controls with appropriate processes and procedures to ensure compliance of related government guidelines and law. Asses audit activities to assess potential areas of risk, appraise their significance, and recommend improvements system controls, reduce expenses, and improve earnings.

Requirements

Minimum - 4 Year Bachelors Degree in Business, Finance or Related
Minimum - 5 Years Audit or Related
8 Years -Process enhancement, control assessment and risk analytics within financial services

Nice To Haves

CPA, CIA, CFE or Related Certification

Responsibilities

Audit the processes, operations, activities and various meaningful or statistical data of various departments and locations within the credit union
Develop the audit scope and detailed testing approach, with the ability to identify necessary changes to the audit approach throughout the audit process
Develop, review, edit and submit audit reports and work papers that support audit conclusions and provide recommendations for enhancements, improvement and best practice.
Lead and mentor teammates during multi-person audits, provide management feedback on performance for their evaluations.
Oversee and perform initial review of assigned teams audit work for completeness, effectiveness and accuracy on select engagements
Identify deficiencies or issues through planning, inquiry, testing and analysis
Lead and execute projects and assignments per department guidelines and established timetables and quality assurance requirements to ensure high-quality results
Provide feedback to the organization on internal control framework, best practices, compliance, and operational improvement opportunities
Develop new risk-based audit methods, programs, procedures, processes or techniques
Provide input and perspective to internal stakeholders with respect to mitigation strategies and action plans
Manage the assessment and closure of action plans submitted by management
Coordinate and facilitate requests by regulatory examiners, external auditors and other third parties
Adhere to and ensure compliance of all business transactions with policy and process of the Bank Secrecy Act.
Ensures compliance with all applicable state and federal laws, company procedures and policies.
Maintains integrity and ethics in all actions and conversations with or regarding credit union members and their accounts; complies with Privacy Act directives.