Lead Financial Advisor - Emerald Financial Group

Thrivent • Rochester, MN

1d

About The Position

Meaningful work. Rewarding career. Are you ready to step into a pivotal role within a well-established and thriving financial team? As the Lead Advisor at Emerald Financial Group, you will have the unique opportunity to directly engage with a well-established and highly valued client base while leading a team of financial advisors who share a strong commitment to serving others and living a life of generosity. Emerald Financial Group is a growing independent financial services practice of Thrivent. We take a broad-based approach to helping clients achieve multiple financial goals, with a primary focus on individuals and families who are approaching or currently in retirement and have at least $100,000 in investable assets. Job Description Position Summary The Lead Advisor plays a crucial role in guiding clients towards achieving their financial and investment goals. This position requires a deep understanding of financial planning, investment strategies, and client relationship management. The Lead Advisor will lead a team of advisors, provide strategic direction, and ensure the highest level of service to clients. The Lead Advisor will be employed by Emerald Financial Group. As such all existing and new clients of the practice will remain that of Emerald Financial Group and not that of the Financial Advisor. We are open to individuals who do not have financial services experience but possess a proven track record of success and experience in leading a Sales Team. Desired characteristics Our culture — and our people — are what make us special. We’re looking for individuals who are, or aspire to be, deeply connected to the communities where our clients live, work, and worship. We believe in generosity and in giving back. In this role, you’ll inspire and support clients in contributing to nonprofits and their communities, while also having opportunities to give back yourself. At Thrivent, we believe money is a tool, not a goal. Driven by a higher purpose at our core, we are committed to providing financial advice, investments, insurance, banking and generosity programs to help people make the most of all they’ve been given. At our heart, we are a membership-owned fraternal organization, as well as a holistic financial services organization, dedicated to serving the unique needs of our customers. We focus on their goals and priorities, guiding them toward financial choices that will help them live the life they want today—and tomorrow. For over 100 years, Thrivent has been helping people build their financial futures and live more generous lives. Today, it’s a Fortune 500 company that offers a full range of expert financial solutions, serving more than 2 million customers, as well as the communities in which they live and work. Thrivent fosters a diverse workforce to serve our diverse clientele, reflecting a wide range of backgrounds and experiences. If you’re intrigued about our work and the possibility of becoming part of it, we invite you to visit Thrivent.com to learn more. You won’t just build a career; you’ll be part of an organization focused on growing, innovating, and serving.

Requirements

• Bachelor’s degree in finance, economics, business, or a related field preferred or equivalent work experience.
• Securities (Series 7 and 66 or Series 7, 63 and 65) and resident state Life, Health and Annuities registration.
• Satisfactory background check, fingerprinting and securities registration and/or insurance licensing verification, if applicable.

Nice To Haves

• Previous experience leading teams
• Experience assessing client needs, identifying/recommending solutions, and building/managing client relationships
• Previous sales experience preferred but not required.
• Prefer at least 5 years’ industry experience but may consider a strong candidate with less experience.
• Previous experience with Salesforce, MoneyGuidePro and Morningstar

Responsibilities

• Lead, coach, and develop a team of financial advisors to achieve strong performance and professional growth.
• Drive business growth by expanding the client base and increasing assets under management.
• Maintain accountability for personal and team revenue goals.
• Ensure adherence to all regulatory, compliance, and ethical standards.
• Provide comprehensive financial planning and investment guidance to prospective and existing clients.
• Communicate complex financial strategies clearly and effectively.
• Oversee trade execution, insurance analysis, suitability review, and client account changes with accuracy and care.
• Maintain required licenses, certifications, and continuing education.
• Represent the firm through client meetings, seminars, community engagement, and business development activities.

Benefits

• Base salary is tied to recurring revenue from your book of business, with additional revenue sharing on first-year commissions and advisory fees.
• Medical, dental, and vision available.
• Employer paid life insurance, short-term disability, and long-term disability.
• 401(k) with company match.
• Personal time off.
• 7 Paid holidays.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level