Consumer Real Estate Lending Risk Manager
About The Position
At Regions, the Business Unit Compliance Function Manager operates as a first, second, or third line of defense risk management expert that advises on business and/or product decisions. Associates at this level should have full ownership and be a Subject Matter Expert (SME) for one or more large or complex products, processes, or regulations , contributing to process change and redesign in addition to developing business plans, policies, and procedures to support a particular line of business. This position may manage 1-2 analysts and t ypically reports directly to the Business Unit Compliance Group Manager, the Head of a Division or a specialized Group Manager over a line of business i.e. Credit Products, Commercial, etc. This is a role works with the Consumer First Line Risk Management area for Consumer Real Estate Lending. Consumer Real Estate Lending operational and compliance risk knowledges preferred. Location options include: Birmingham, AL, Atlanta, GA or Charlotte, NC. Regions will not provide relocation assistance for this position, and relocation would be at your expense. Regions will not sponsor applicants for work visas for this position. Applicants for this position must be currently authorized to work in the United States on a full-time basis.
Requirements
- Bachelor's degree and eight (8) years experience in compliance, quality assurance/control, audit or other related compliance function specific to a line of business
- Or High School Diploma and fifteen (15) years experience in compliance, quality assurance/control, audit or other related compliance function specific to a line of business
- Strong Communication skills
- Knowledge of legal and regulatory environment as it relates to compliance in a particular line of business
- Deadline driven
- Ability to work independently
- Organizational skills
- Time management skills
- Proficiency in Microsoft Office Suite
Nice To Haves
- Masters degree
- Certified Regulatory Compliance Manager Certification (CRCM)
- Consumer Real Estate Lending operational and compliance risk knowledges preferred.
Responsibilities
- Conducts compliance reviews and provides oversight of legal entities, business units, and processes
- Advises leadership on business and/or product decisions
- Provides requested information to regulatory agencies and advises management on potential and ongoing compliance issues
- Maintains proficient knowledge of rules and regulations and their impact on products, services and operations for a specific line of business
- Assists in resolving complex problems or transactions, where expertise is required to interpret against policies, guidelines or processes
- Administers a monitoring and testing program to ensure effective compliance with all applicable laws and regulations
- Creates and delivers training to assigned business area to increase compliance awareness
- Gathers information requested by regulatory agencies
- May supervise day-to-day work of other professional level compliance associates
- May contribute to workflow or process change and redesign, and risk and control identification
Benefits
- Regions offers a benefits package that is flexible, comprehensive and recognizes that "one size does not fit all" for benefits-eligible associates.
- Paid Vacation/Sick Time
- 401K with Company Match
- Medical, Dental and Vision Benefits
- Disability Benefits
- Health Savings Account
- Flexible Spending Account
- Life Insurance
- Parental Leave
- Employee Assistance Program
- Associate Volunteer Program
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What This Job Offers
Job Type
Full-time
Career Level
Mid Level
Number of Employees
5,001-10,000 employees
