Compliance Monitoring & Testing Analyst (Full Time)

Prosperity Bank•Plano, TX

About The Position

Responsibilities include review, testing and monitoring of bank processes to confirm regulatory compliance in accordance with the Bank’s compliance management system.

Requirements

College degree
In depth knowledge of banking regulations
Minimum 5+ years’ experience related experience.
Experience in Quality Control and/or Internal Auditing and Compliance
Analytical, detail oriented and accurate
Well organized
Excellent written and verbal communication skills
Demonstrated ability to work well with associates at all levels
Strong problem-solving skills
Ability to research, interpret, and explain regulations and other compliance-related documents
PC skills including proficiency in MS Word and Excel

Responsibilities

Perform compliance review and testing of deposit and/or loan products and services to ensure compliance with applicable federal and state laws and regulations.
Prepare analysis and reports of findings including recommended corrective action items.
Perform follow up review of previous findings to ensure corrective action items have addressed noted compliance issues.
Development and management of corrective action items tracking and follow up procedures to insure appropriate implementation.
Review of regulatory changes to ensure in depth understanding of how changes will impact business units and banking centers.
Recommend changes to internal policies and procedures in connection with results of compliance testing and review.
Review bank advertisements to ensure compliance with applicable regulations.
Provide feedback and suggestions to the marketing department and maintain documentation of all approvals.
Serve as subject matter expert to assist associates with implementation of corrective action items.
Assist with other compliance projects as assigned.