Compliance Monitoring & Testing Analyst (Full Time)

PROSPERITY BANK • Amarillo, TX

just now

About The Position

Responsibilities include review, testing and monitoring of bank processes to confirm regulatory compliance in accordance with the Bank’s compliance management system.

Requirements

• In depth knowledge of banking regulations
• Minimum 5+ years’ experience related experience.
• Experience in Quality Control and/or Internal Auditing and Compliance
• Analytical, detail oriented and accurate
• Well organized
• Excellent written and verbal communication skills
• Demonstrated ability to work well with associates at all levels
• Strong problem-solving skills
• Ability to research, interpret, and explain regulations and other compliance-related documents
• PC skills including proficiency in MS Word and Excel

Responsibilities

• Perform compliance review and testing of deposit and/or loan products and services to ensure compliance with applicable federal and state laws and regulations.
• Prepare analysis and reports of findings including recommended corrective action items.
• Perform follow up review of previous findings to ensure corrective action items have addressed noted compliance issues.
• Development and management of corrective action items tracking and follow up procedures to insure appropriate implementation.
• Review of regulatory changes to ensure in depth understanding of how changes will impact business units and banking centers.
• Recommend changes to internal policies and procedures in connection with results of compliance testing and review.
• Review bank advertisements to ensure compliance with applicable regulations. Provide feedback and suggestions to the marketing department and maintain documentation of all approvals.
• Serve as subject matter expert to assist associates with implementation of corrective action items.
• Assist with other compliance projects as assigned.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Number of Employees: 501-1,000 employees