Compliance Manager

Ameriprise Financial Services, LLC • Minneapolis, MN

2d • Onsite

About The Position

We are searching for a Compliance Manager/Officer within the General Counsel's Organization team, who is a hardworking self-starter motivated by achieving and exceeding goals in support of the AWM Compliance program. The analyst provides the development and maintenance of efficient compliance training materials and the performance of ongoing compliance guidance and support to compliance training projects (content, communications, testing and submissions). You will work in a collaborative culture where you will interact with a diverse set of business partners. Come and demonstrate your flexible, creative, and detailed oriented skills. AWM Compliance is an organization that is committed to diversity and inclusion that supports work-life balance, structured mentoring, and career progression! Are you ready to get started and continue growing your career? Come apply today!

Requirements

• Bachelor's degree or equivalent (4-years)
• 5-7 years of relevant experience in instructional design and development
• Proficiency in Microsoft Office Suite (required), Articulate360 Suite (required), Vyond (preferred) and Adobe Creative Suite (preferred)
• Self-starting/problem solving skills
• Solid written and verbal communication skills
• Relationship management
• Strong organizational skills
• Applicants must have a valid work authorization that does not now, or in the future, require visa sponsorship for employment in the United States (e.g., H-1B, F-1 CPT, F-1 OPT, TN).

Nice To Haves

• Knowledge of securities, retail investment and/or insurance industries (preferred)

Responsibilities

• TRAINING DEVELOPMENT: Design and develop engaging training and learning materials by researching complex topics, partnering closely with business partners/leaders and subject matter experts, and translating requirements into clear, practical learning experiences. Serve as an instructional design advisor to the team, offering thoughtful recommendations to strengthen training quality and effectiveness.
• MANAGE RELATIONSHIPS: Build strong, trusted relationships with business partners to ensure training solutions are learner-centric and effectively support compliance policies and procedures.
• QUALITY CONTROL: Review and provide quality assurance for training developed by peers to ensure courses function as intended and deliver a consistent, effective learner experience. Oversee the end‑to-end learner journey across training content, systems, and support touchpoints. Coach and mentor junior developers to build strong instructional design and development skills.
• REGULATORY SUPPORT: Support business and regulatory needs by managing records retention and deletion requirements, maintaining electives and archives, and responding to audit, legal, and regulatory content requests.
• PROJECT WORK: Participate in training-related projects as needed (set and attend project meetings, drive timelines to delivery, assist with gathering information, analyzing issues and submitting Adtrax submissions).

Benefits

• We also have a competitive and comprehensive benefits program that supports all aspects of your health and well-being, including but not limited to vacation time, sick time, 401(k), and health, dental and life insurances.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Number of Employees: 5,001-10,000 employees